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Stockbrokers in Tempe, AZ: 2026 rankings

59 stockbrokers ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in Tempe: Edward Jones - Financial Advisor: Angelica F Prescod, RFA Score 68/100; 5.0★ from 251 Google reviews.

  2. 3

    Most-reviewed: Pro Tax Financial Services, 72 Google reviews at 4.9★, the most of 59 ranked after Edward Jones - Financial Advisor: Angelica F Prescod; ranked #3.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

59 Tempe stockbrokers are ranked here by RFA Score, from eight published factors. 2 open Saturdays and 1 open Sundays, based on posted hours. The median Google rating is 5.0★ across 59 rated firms.

Top 10 stockbrokers in Tempe at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 stockbrokers in Tempe at a glance
RankBusinessRFA ScoreGoogle ratingBased inHoursNotable for
1Edward Jones - Financial Advisor: Angelica F Prescod685.0★ (251)Scottsdale, 6 mi away—Top score
2Charles Schwab654.0★ (13)Scottsdale, 18 mi away——
3Pro Tax Financial Services644.9★ (72)Mesa, 6 mi away—Most reviews
4Ensign National Brokerage645.0★ (12)Scottsdale, 6 mi away——
5Wedbush631.0★ (4)Scottsdale, 14 mi away——
6Edward Jones625.0★ (4)Glendale, 25 mi away——
7Edward Jones Tempe Regional Headquarters614.4★ (16)Tempe——
8Edward Jones - Financial Advisor: Nicholas Goode615.0★ (9)Tempe——
9Financial Advisor Pro605.0★ (19)Mesa, 9 mi awaySat · Sun · Evenings—
10Edward Jones - Financial Advisor: Ely N Burke, CFP®|CDFA®605.0★ (7)Tempe——

All 59 stockbrokers in Tempe, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  2. #2 Charles Schwab

    Based in Scottsdale, 18 mi away

    65/100RFA Score

    Ranked #2 because of its Google rating and specialty focus: 4.0★ from 13 Google reviews, listed on Google as “Stock broker”.

    • 4.0★ from 13 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    20301 Hayden Rd Ste 115, Scottsdale, AZ 85255
    View profile for Charles Schwab(480) 502-2577

  5. #5 Wedbush

    Based in Scottsdale, 14 mi away

    63/100RFA Score

    Ranked #5 because of its Google rating and specialty focus: 1.0★ from 4 Google reviews, listed on Google as “Stock broker”.

    • 1.0★ from 4 Google reviews
    Hours
    Mon–Fri 6 AM–4 PM · Sat–Sun closed
    Address
    14851 N Scottsdale Rd #201, Scottsdale, AZ 85254
    View profile for Wedbush(480) 778-8540

  6. #6 Edward Jones

    Based in Glendale, 25 mi away

    62/100RFA Score

    Ranked #6 because of its Google rating and specialty focus: 5.0★ from 4 Google reviews, listed on Google as “Stock broker”.

    • 5.0★ from 4 Google reviews
    Address
    8160 W Union Hills Dr Ste 204, Glendale, AZ 85308
    View profile for Edward Jones

  13. #13 TDC Financial

    Based in Fountain Hills, 17 mi away

    59/100RFA Score

    Ranked #13 because of its Google rating and specialty focus: 5.0★ from 26 Google reviews, listed on Google as “Financial planner”.

    • 5.0★ from 26 Google reviews
    Hours
    Mon–Thu 8 AM–4 PM · Fri 8 AM–1 PM · Sat–Sun closed
    Address
    16845 E Ave of the Fountains Ste 106, Fountain Hills, AZ 85268
    View profile for TDC Financial(480) 837-4590

  16. #16 Edward Jones - Financial Advisor: Pete Schraufnagel, CFP®|AAMS®

    Based in Gilbert, 7 mi away

    59/100RFA Score

    Ranked #16 because of its Google rating and specialty focus: 5.0★ from 8 Google reviews, listed on Google as “Financial consultant”.

    • 5.0★ from 8 Google reviews
    Hours
    Mon–Tue 8 AM–4:30 PM · Wed 8 AM–5:30 PM · Thu–Fri 8 AM–4:30 PM · Sat–Sun closed
    Address
    1543 W Elliot Rd #103, Gilbert, AZ 85233
    View profile for Edward Jones - Financial Advisor: Pete Schraufnagel, CFP®|AAMS®(480) 497-6600

  17. #17 Charles Schwab

    Based in Phoenix, 11 mi away

    59/100RFA Score

    Ranked #17 because of its Google rating and specialty focus: 4.1★ from 34 Google reviews, listed on Google as “Financial consultant”.

    • 4.1★ from 34 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    6350 N 24th St, Phoenix, AZ 85016
    View profile for Charles Schwab(602) 553-7908

  22. #22 Charles Schwab

    Based in Mesa, 13 mi away

    57/100RFA Score

    Ranked #22 because of its Google rating and specialty focus: 4.4★ from 13 Google reviews, listed on Google as “Financial consultant”.

    • 4.4★ from 13 Google reviews
    Hours
    Mon–Fri 8:30 AM–4:30 PM · Sat–Sun closed
    Address
    3204 N Recker Rd Ste 103, Mesa, AZ 85215
    View profile for Charles Schwab(480) 240-9371

  24. #24 Charles Schwab

    Based in Scottsdale, 9 mi away

    57/100RFA Score

    Ranked #24 because of its Google rating and specialty focus: 3.5★ from 21 Google reviews, listed on Google as “Financial consultant”.

    • 3.5★ from 21 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    7293 N Scottsdale Rd Ste 107, Scottsdale, AZ 85253
    View profile for Charles Schwab(480) 675-5960

  25. #25 Charles Schwab

    Based in Chandler, 8 mi away

    57/100RFA Score

    Ranked #25 because of its Google rating and specialty focus: 3.4★ from 31 Google reviews, listed on Google as “Financial consultant”.

    • 3.4★ from 31 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    3031 W Frye Rd Bldg D, Chandler, AZ 85226
    View profile for Charles Schwab(480) 732-7560

Stockbrokers ranked #26 to #50

#1 to #25 are shown in full above. Here are #26 to #50, in RFA Score order; each links to its profile. We publish the top 50 of 59 ranked stockbrokers here; the rest are on their profiles.

stockbrokers in Tempe, ranks 26 to 50
RankBusinessRFA ScoreGoogle ratingDistance
26Edward Jones - Financial Advisor: Mallory A Reis, CFP®|CEPA®|AAMS®|CRPS™574.8★ (5)9 mi
27Edward Jones - Financial Advisor: Scott Nance, CFP®|ChFC®|CPWA®|CEPA®|AAMS®575.0★ (6)12 mi
28Edward Jones - Financial Advisor: Dave Bealer575.0★ (4)9 mi
29Edward Jones - Financial Advisor: Josh Hansen, CFP®|CRPC™565.0★ (6)13 mi
30Edward Jones - Financial Advisor: Jared R Dahline565.0★ (13)20 mi
31Maridea Wealth Management | Heritage Financial Strategies Team565.0★ (3)9 mi
32Edward Jones - Financial Advisor: Price W Peasel565.0★ (4)11 mi
33Edward Jones - Financial Advisor: Zack Dees, CPWA®|AAMS®565.0★ (3)9 mi
34Jared Daniel, CFP CRPC EA563.0★ (4)7 mi
35Edward Jones - Financial Advisor: Jake Nance, CFP®|ChFC®|CFA®|AAMS®565.0★ (4)12 mi
36Edward Jones - Financial Advisor: Eric Sitton, CEPA®|AAMS®564.8★ (5)13 mi
37Edward Jones - Financial Advisor: Victoria M Paddy564.2★ (5)12 mi
38Fusion Wealth Management563.7★ (3)8 mi
39Edward Jones - Financial Advisor: Tyler J Apps, CFP®565.0★ (4)12 mi
40Edward Jones - Financial Advisor: Josh Bring, CEPA®|AAMS®564.4★ (5)13 mi
41Edward Jones - Financial Advisor: Vicki Paez565.0★ (3)11 mi
42Edward Jones - Financial Advisor: Lexi Raleigh555.0★ (3)11 mi
43Edward Jones - Financial Advisor: David W Murset, AAMS®555.0★ (3)11 mi
44Charles Schwab554.5★ (20)24 mi
45Edward Jones - Financial Advisor: John R Hall, AAMS®554.0★ (4)13 mi
46Merrill Lynch Wealth Management552.4★ (5)9 mi
47Edward Jones - Financial Advisor: Mike Locher, AAMS®555.0★ (3)13 mi
48Edward Jones - Financial Advisor: Tracy G Milanese, CFP®|CEPA®|CRPS™555.0★ (3)13 mi
49Edward Jones - Financial Advisor: Christine L Lobdell Raney, AAMS®|CRPC™555.0★ (3)14 mi
50Edward Jones - Financial Advisor: Cole St Clair545.0★ (3)15 mi

Also serving Tempe

20 more stockbrokers within 25 mi that we can't rank yet: too few reviews, or a specialty we couldn't confirm. Listed A to Z.

Unranked stockbrokers serving Tempe
BusinessGoogle ratingDistance
1st Rate Home Mortgage, Inc4.9★ (330)In Tempe
Buechting Financial of Raymond JamesIn Tempe
Edward Jones - Financial Advisor: Carina E Burtell, CEPA®|AAMS®5.0★ (2)In Tempe
Edward Jones - Financial Advisor: Fernando VazquezIn Tempe
Edward Jones - Financial Advisor: Greg LaMonica5.0★ (1)In Tempe
Edward Jones - Financial Advisor: Julie Gunn, AAMS®3.0★ (2)In Tempe
JMF Financial Services, LLC.5.0★ (3)In Tempe
Johnson Financial Advisors5.0★ (109)In Tempe
Maxima Wealth ManagementIn Tempe
Prospect Wealth Advisors5.0★ (6)In Tempe
Redpoint Wealth Management5.0★ (14)In Tempe
Rockline EquityIn Tempe
S G Wealth Partners5.0★ (17)In Tempe
Sage Point FinancialIn Tempe
Seacat Financial Services5.0★ (2)In Tempe
Summit Financial Solutions5.0★ (3)In Tempe
The Ameriflex Group5.0★ (7)In Tempe
The M Group & Associates- Matt Mamolen, CFP , CRPC5.0★ (91)In Tempe
Turning Pointe Wealth Management3.0★ (2)In Tempe
Wells Fargo Advisors2.0★ (1)In Tempe

How we ranked Tempe stockbrokers

We scored 59 Tempe stockbrokers on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn Tempe data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose a stockbroker

  1. Confirm the stockbroker and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask a stockbroker

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my stockbroker?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Stockbrokers in Tempe: frequently asked questions

Which stockbroker has the highest RFA Score in Tempe?

By RFA Score, the highest-ranked stockbroker in Tempe, AZ is Edward Jones - Financial Advisor: Angelica F Prescod with an RFA Score of 68/100. It has 5.0★ from 251 Google reviews. Charles Schwab (#2) and Pro Tax Financial Services (#3) follow. We ranked 59 stockbrokers on eight factors, last updated November 9, 2026.

How many stockbrokers are there in Tempe?

RankedFinancialAdvisors ranks 59 stockbrokers serving Tempe, AZ. 6 of them are based in Tempe; the rest serve it from nearby towns. Another 20 within 25 mi are listed but not ranked yet. Counts are as of November 2026.

Which stockbrokers in Tempe work on weekends?

2 of 59 ranked stockbrokers post Saturday hours and 1 post Sunday hours. The highest-ranked open Saturdays are Financial Advisor Pro (#9) and W Wealth Advisors - Gilbert Office (#19). Many advisors meet by appointment, including evenings or by video, outside their posted office hours.

What Google rating do Tempe stockbrokers have?

The median Google rating among 59 rated stockbrokers in Tempe is 5.0★, with a median of 5 reviews. Edward Jones - Financial Advisor: Angelica F Prescod has the most, 251 reviews, and ranks #1. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank stockbrokers?

Each stockbroker gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do stockbrokers outside Tempe count in this ranking?

Yes, if they are within 25 mi of the Tempe city center, our service radius for stockbrokers. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can stockbrokers pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does a stockbroker do?

Stockbrokers buy and sell stocks, bonds, funds and other securities for clients and may recommend them. In the US they are registered representatives of a FINRA member broker-dealer; in Canada they work for a CIRO-regulated investment dealer.

How are stockbrokers in Tempe ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers brokerage services and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check a stockbroker’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every stockbroker in Tempe a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do stockbrokers charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for Tempe

  1. November 2026: RFA Scores recalculated for 59 stockbrokers serving Tempe.

More stockbrokers and Tempe pages