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Stockbrokers in Monsey, NY: 2026 rankings

31 stockbrokers ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in Monsey: SMB Capital, RFA Score 67/100; 4.3★ from 209 Google reviews; open Saturdays until 5 PM.

  2. 16

    Most-reviewed: Interactive Brokers LLC, 107 Google reviews at 3.5★, the most of 31 ranked after SMB Capital; ranked #16.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

31 Monsey stockbrokers are ranked here by RFA Score, from eight published factors. 4 open Saturdays and 1 open Sundays, based on posted hours. The median Google rating is 3.6★ across 31 rated firms.

Top 10 stockbrokers in Monsey at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 stockbrokers in Monsey at a glance
RankBusinessRFA ScoreGoogle ratingBased inHoursNotable for
1SMB Capital674.3★ (209)New York City, 25 mi awaySatTop score
2Nasdaq644.3★ (67)New York City, 25 mi away——
3SageTrader614.3★ (13)Englewood, 16 mi away——
4Spectrum583.4★ (11)New York City, 19 mi away——
5Gilder Gagnon Howe & Co.584.0★ (11)New York City, 25 mi away——
6VBC Securities575.0★ (3)Clifton, 17 mi away——
7R Ortiz Brokerage574.8★ (4)Baychester, 20 mi awaySat—
8Cantor Fitzgerald573.1★ (17)New York City, 25 mi away——
9Univest Securities, LLC573.4★ (10)New York City, 25 mi away——
10Interactive Brokers562.3★ (9)Secaucus, 23 mi awaySat · Sun · Evenings—

All 31 stockbrokers in Monsey, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  1. Ranked #1 in Monsey

    #1 SMB Capital

    Based in New York City, 25 mi away

    67/100RFA Score

    Ranked #1 because of its Google rating and specialty focus: 4.3★ from 209 Google reviews, listed on Google as “Stock broker”.

    • 4.3★ from 209 Google reviews
    Hours
    Mon–Sat 8 AM–5 PM · Sun closed
    Address
    640 5th Ave 16th Floor, New York, NY 10019
    View profile for SMB Capital

  2. #2 Nasdaq

    Based in New York City, 25 mi away

    64/100RFA Score

    Ranked #2 because of its Google rating and specialty focus: 4.3★ from 67 Google reviews, listed on Google as “Stock broker”.

    • 4.3★ from 67 Google reviews
    Hours
    Mon–Fri 9:30 AM–4 PM · Sat–Sun closed
    Address
    151 W 42nd St, New York, NY 10036
    View profile for Nasdaq(212) 401-8700

  3. #3 SageTrader

    Based in Englewood, 16 mi away

    61/100RFA Score

    Ranked #3 because of its Google rating and specialty focus: 4.3★ from 13 Google reviews, listed on Google as “Stock broker”.

    • 4.3★ from 13 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    282 Grand Ave #2, Englewood, NJ 07631
    View profile for SageTrader(646) 837-0050

  4. #4 Spectrum

    Based in New York City, 19 mi away

    58/100RFA Score

    Ranked #4 because of its Google rating and specialty focus: 3.4★ from 11 Google reviews, listed on Google as “Stock broker”.

    • 3.4★ from 11 Google reviews
    Hours
    Mon–Fri 9 AM–6 PM · Sat–Sun closed
    Address
    401W W 219th St, New York, NY 10034
    View profile for Spectrum

  6. #6 VBC Securities

    Based in Clifton, 17 mi away

    57/100RFA Score

    Ranked #6 because of its Google rating and specialty focus: 5.0★ from 3 Google reviews, listed on Google as “Stock broker”.

    • 5.0★ from 3 Google reviews
    Hours
    Mon–Fri 8:30 AM–4:30 PM · Sat–Sun closed
    Address
    348 Clifton Ave, Clifton, NJ 07011
    View profile for VBC Securities(973) 928-5400

  7. #7 R Ortiz Brokerage

    Based in Baychester, 20 mi away

    57/100RFA Score

    Ranked #7 because of its Google rating and specialty focus: 4.8★ from 4 Google reviews, listed on Google as “Stock broker”.

    • 4.8★ from 4 Google reviews
    Hours
    Mon–Fri 10 AM–6 PM · Sat 10 AM–3 PM · Sun closed
    Address
    1611 Dr M.L.K. Jr Blvd, Bronx, NY 10453
    View profile for R Ortiz Brokerage(718) 299-4444

  8. #8 Cantor Fitzgerald

    Based in New York City, 25 mi away

    57/100RFA Score

    Ranked #8 because of its Google rating and specialty focus: 3.1★ from 17 Google reviews, listed on Google as “Stock broker”.

    • 3.1★ from 17 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    110 E 59th St #4, New York, NY 10022
    View profile for Cantor Fitzgerald(212) 938-5000

  9. #9 Univest Securities, LLC

    Based in New York City, 25 mi away

    57/100RFA Score

    Ranked #9 because of its Google rating and specialty focus: 3.4★ from 10 Google reviews, listed on Google as “Stock broker”.

    • 3.4★ from 10 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    75 Rockefeller Plaza #1838, New York, NY 10019
    View profile for Univest Securities, LLC(212) 343-8888

  10. #10 Interactive Brokers

    Based in Secaucus, 23 mi away

    56/100RFA Score

    Ranked #10 because of its Google rating and specialty focus: 2.3★ from 9 Google reviews, listed on Google as “Stock broker”.

    • 2.3★ from 9 Google reviews
    Hours
    Mon–Sun 12 AM–12 AM
    Address
    755 Secaucus Rd, Secaucus, NJ 07094
    View profile for Interactive Brokers(201) 866-8582

  11. #11 Gagnon Securities LLC

    Based in New York City, 25 mi away

    55/100RFA Score

    Ranked #11 because of its Google rating and specialty focus: 3.0★ from 6 Google reviews, listed on Google as “Stock broker”.

    • 3.0★ from 6 Google reviews
    Hours
    Mon–Fri 8 AM–5 PM · Sat–Sun closed
    Address
    1370 6th Ave #26, New York, NY 10019
    View profile for Gagnon Securities LLC(212) 554-5000

  13. #13 National Bank of Canada

    Based in New York City, 25 mi away

    53/100RFA Score

    Ranked #13 because of its Google rating and specialty focus: 1.0★ from 3 Google reviews, listed on Google as “Stock broker”.

    • 1.0★ from 3 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat 9 AM–1 PM · Sun closed
    Address
    65 E 55th St, New York, NY 10022
    View profile for National Bank of Canada(212) 632-8500

  15. #15 Charles Schwab

    Based in Paramus, 12 mi away

    52/100RFA Score

    Ranked #15 because of its Google rating and specialty focus: 3.3★ from 37 Google reviews, listed on Google as “Financial consultant”.

    • 3.3★ from 37 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    155 NJ-17, Paramus, NJ 07652
    View profile for Charles Schwab(201) 967-3600

  18. #18 Charles Schwab

    Based in Scarsdale, 15 mi away

    49/100RFA Score

    Ranked #18 because of its Google rating and specialty focus: 3.6★ from 10 Google reviews, listed on Google as “Financial consultant”.

    • 3.6★ from 10 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    880 Central Park Ave, Scarsdale, NY 10583
    View profile for Charles Schwab(914) 722-6230

  21. #21 Revere Securities LLC

    Based in New York City, 25 mi away

    49/100RFA Score

    Ranked #21 because of its Google rating and specialty focus: 3.7★ from 3 Google reviews, listed on Google as “Investment service”.

    • 3.7★ from 3 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    560 Lexington Ave 16th floor, New York, NY 10022
    View profile for Revere Securities LLC(212) 688-2350

  22. #22 Charles Schwab

    Based in New York City, 24 mi away

    48/100RFA Score

    Ranked #22 because of its Google rating and specialty focus: 3.8★ from 12 Google reviews, listed on Google as “Financial consultant”.

    • 3.8★ from 12 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    200 E 79th St, New York, NY 10075
    View profile for Charles Schwab(212) 452-4520

  24. #24 Charles Schwab

    Based in New York City, 23 mi away

    47/100RFA Score

    Ranked #24 because of its Google rating and specialty focus: 4.5★ from 6 Google reviews, listed on Google as “Financial consultant”.

    • 4.5★ from 6 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    2308 Broadway, New York, NY 10024
    View profile for Charles Schwab(212) 362-6270

All 31 stockbrokers

#1 to #25 are shown in full above. Here are #26 to #31, in RFA Score order; each links to its profile.

stockbrokers in Monsey, ranks 26 to 31
RankBusinessRFA ScoreGoogle ratingDistance
26Merrill Lynch Wealth Management462.3★ (3)16 mi
27Charles Schwab463.3★ (9)25 mi
28Wedbush452.2★ (10)24 mi
29Merrill Lynch Wealth Management453.0★ (5)25 mi
30Charles Schwab451.8★ (5)24 mi
31Instinet442.3★ (3)25 mi

Also serving Monsey

20 more stockbrokers within 25 mi that we can't rank yet: too few reviews, or a specialty we couldn't confirm. Listed A to Z.

Unranked stockbrokers serving Monsey
BusinessGoogle ratingDistance
AFL-CIO Housing Invstmnt Trust5.0★ (2)25 mi
Beech Hill Securities5.0★ (2)25 mi
Charles Schwab3.0★ (2)22 mi
Edward Jones - Financial Advisor: Anthony V DiGennaro5.0★ (2)24 mi
Edward Jones - Financial Advisor: Asher LasterIn Monsey
Edward Jones - Financial Advisor: Baishi Wang, CFP®|CFA®5.0★ (2)13 mi
Edward Jones - Financial Advisor: Bob Priore, AAMS®5.0★ (2)22 mi
Edward Jones - Financial Advisor: David S Laster, CFA®In Monsey
Edward Jones - Financial Advisor: Ed Zapson, CFP®|AAMS®5.0★ (2)19 mi
Edward Jones - Financial Advisor: James M Cramer, AAMS®3.0★ (2)15 mi
Edward Jones - Financial Advisor: Jeff AstorIn Monsey
Edward Jones - Financial Advisor: Kenneth J Quazza3.0★ (2)10 mi
Edward Jones - Financial Advisor: Robert J Hoyng5.0★ (2)17 mi
Engel Financial Services5.0★ (8)In Monsey
Ingalls & Snyder LLC4.0★ (2)25 mi
Merrill Lynch Wealth Management3.0★ (2)5 mi
NYSE Euronext Global Liquidity Center5.0★ (2)5 mi
SpeedTrader3.0★ (2)22 mi
Viking Global Investors5.0★ (2)25 mi
Wells Fargo Advisors5.0★ (2)In Monsey

How we ranked Monsey stockbrokers

We scored 31 Monsey stockbrokers on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn Monsey data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose a stockbroker

  1. Confirm the stockbroker and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask a stockbroker

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my stockbroker?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Stockbrokers in Monsey: frequently asked questions

Which stockbroker has the highest RFA Score in Monsey?

By RFA Score, the highest-ranked stockbroker in Monsey, NY is SMB Capital with an RFA Score of 67/100. It has 4.3★ from 209 Google reviews. It is open Saturdays until 5 PM. Nasdaq (#2) and SageTrader (#3) follow. We ranked 31 stockbrokers on eight factors, last updated November 9, 2026.

How many stockbrokers are there in Monsey?

RankedFinancialAdvisors ranks 31 stockbrokers serving Monsey, NY. Another 20 within 25 mi are listed but not ranked yet. Counts are as of November 2026.

Which stockbrokers in Monsey work on weekends?

4 of 31 ranked stockbrokers post Saturday hours and 1 post Sunday hours. The highest-ranked open Saturdays are SMB Capital (#1), R Ortiz Brokerage (#7) and Interactive Brokers (#10). Many advisors meet by appointment, including evenings or by video, outside their posted office hours.

What Google rating do Monsey stockbrokers have?

The median Google rating among 31 rated stockbrokers in Monsey is 3.6★, with a median of 9 reviews. SMB Capital has the most, 209 reviews, and ranks #1. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank stockbrokers?

Each stockbroker gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do stockbrokers outside Monsey count in this ranking?

Yes, if they are within 25 mi of the Monsey city center, our service radius for stockbrokers. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can stockbrokers pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does a stockbroker do?

Stockbrokers buy and sell stocks, bonds, funds and other securities for clients and may recommend them. In the US they are registered representatives of a FINRA member broker-dealer; in Canada they work for a CIRO-regulated investment dealer.

How are stockbrokers in Monsey ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers brokerage services and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check a stockbroker’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every stockbroker in Monsey a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do stockbrokers charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for Monsey

  1. November 2026: RFA Scores recalculated for 31 stockbrokers serving Monsey.

More stockbrokers and Monsey pages