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Stockbrokers in Lennox, CA: 2026 rankings

35 stockbrokers ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in Lennox: Charles Schwab, RFA Score 66/100; 3.8★ from 12 Google reviews.

  2. 2

    Most-reviewed: Empress Investment Group, 92 Google reviews at 5.0★, the most of 35 ranked; ranked #2.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

35 Lennox stockbrokers are ranked here by RFA Score, from eight published factors. 1 open Saturdays and 1 open Sundays, based on posted hours. The median Google rating is 4.1★ across 35 rated firms.

Most of this list also appears on the Stockbrokers in Los Angeles ranking. See Stockbrokers in Los Angeles

Top 10 stockbrokers in Lennox at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 stockbrokers in Lennox at a glance
RankBusinessRFA ScoreGoogle ratingBased inHoursNotable for
1Charles Schwab663.8★ (12)Los Angeles, 9 mi away—Top score
2Empress Investment Group665.0★ (92)Los Angeles, 10 mi away—Most reviews
3Glendale Securities Inc602.3★ (3)Sherman Oaks, 16 mi away——
4Globalink Securities605.0★ (3)Pasadena, 21 mi away——
5AIO Fee Only Financial Advisors605.0★ (23)Beverly Hills, 10 mi awayEvenings—
6Edward Jones - Financial Advisor: Sofian Haikal, CFA®595.0★ (25)Long Beach, 15 mi away——
7Charles Schwab583.9★ (21)Torrance, 7 mi away——
8Charles Schwab564.1★ (13)Santa Monica, 10 mi away——
9Charles Schwab563.3★ (22)Los Angeles, 10 mi away——
10Western International Securities552.5★ (8)Pasadena, 19 mi away——

All 35 stockbrokers in Lennox, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  1. Ranked #1 in Lennox

    #1 Charles Schwab

    Based in Los Angeles, 9 mi away

    66/100RFA Score

    Ranked #1 because of its Google rating and specialty focus: 3.8★ from 12 Google reviews, listed on Google as “Stock broker”.

    • 3.8★ from 12 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    1840 Century Pk E Ste 100, Los Angeles, CA 90067
    View profile for Charles Schwab(310) 712-3850

  3. #3 Glendale Securities Inc

    Based in Sherman Oaks, 16 mi away

    60/100RFA Score

    Ranked #3 because of its Google rating and specialty focus: 2.3★ from 3 Google reviews, listed on Google as “Stock broker”.

    • 2.3★ from 3 Google reviews
    Hours
    Mon–Fri 5:30 AM–2:30 PM · Sat–Sun closed
    Address
    15233 Ventura Blvd Ste 712, Sherman Oaks, CA 91403
    View profile for Glendale Securities Inc(818) 907-1505

  4. Based in Pasadena, 21 mi away

    60/100RFA Score

    Ranked #4 because of its Google rating and specialty focus: 5.0★ from 3 Google reviews, listed on Google as “Stock broker”.

    • 5.0★ from 3 Google reviews
    Hours
    Mon–Fri 6:30 AM–5 PM · Sat–Sun closed
    Address
    3452 E Foothill Blvd #1040, Pasadena, CA 91107
    View profile for Globalink Securities(626) 964-5966

  7. #7 Charles Schwab

    Based in Torrance, 7 mi away

    58/100RFA Score

    Ranked #7 because of its Google rating and specialty focus: 3.9★ from 21 Google reviews, listed on Google as “Financial consultant”.

    • 3.9★ from 21 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    21370 Hawthorne Blvd, Torrance, CA 90503
    View profile for Charles Schwab(310) 546-1571

  8. #8 Charles Schwab

    Based in Santa Monica, 10 mi away

    56/100RFA Score

    Ranked #8 because of its Google rating and specialty focus: 4.1★ from 13 Google reviews, listed on Google as “Financial consultant”.

    • 4.1★ from 13 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    826 Wilshire Blvd, Santa Monica, CA 90401
    View profile for Charles Schwab(310) 752-9951

  9. #9 Charles Schwab

    Based in Los Angeles, 10 mi away

    56/100RFA Score

    Ranked #9 because of its Google rating and specialty focus: 3.3★ from 22 Google reviews, listed on Google as “Financial consultant”.

    • 3.3★ from 22 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    355 S Grand Ave Ste 110, Los Angeles, CA 90071
    View profile for Charles Schwab(213) 253-4300

  12. #12 Charles Schwab

    Based in Pasadena, 19 mi away

    54/100RFA Score

    Ranked #12 because of its Google rating and specialty focus: 3.8★ from 20 Google reviews, listed on Google as “Financial consultant”.

    • 3.8★ from 20 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    251 S Lake Ave #150, Pasadena, CA 91101
    View profile for Charles Schwab(626) 304-3814

  14. #14 Charles Schwab

    Based in Seal Beach, 20 mi away

    54/100RFA Score

    Ranked #14 because of its Google rating and specialty focus: 4.0★ from 17 Google reviews, listed on Google as “Financial consultant”.

    • 4.0★ from 17 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    2399 Seal Beach Blvd Ste 101, Seal Beach, CA 90740
    View profile for Charles Schwab(562) 592-3152

  16. #16 Charles Schwab

    Based in Arcadia, 23 mi away

    54/100RFA Score

    Ranked #16 because of its Google rating and specialty focus: 4.1★ from 19 Google reviews, listed on Google as “Financial consultant”.

    • 4.1★ from 19 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    134 E Huntington Dr Ste a, Arcadia, CA 91006
    View profile for Charles Schwab(626) 462-3535

  18. #18 Charles Schwab

    Based in Encino, 17 mi away

    53/100RFA Score

    Ranked #18 because of its Google rating and specialty focus: 3.5★ from 11 Google reviews, listed on Google as “Financial consultant”.

    • 3.5★ from 11 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    16000 Ventura Blvd #1105, Encino, CA 91436
    View profile for Charles Schwab(818) 971-7400

  21. #21 Piper Jaffray & Co

    Based in Los Angeles, 10 mi away

    53/100RFA Score

    Ranked #21 because of its Google rating and specialty focus: 3.3★ from 3 Google reviews, listed on Google as “Investment bank”.

    • 3.3★ from 3 Google reviews
    Hours
    Mon–Sun 12 AM–12 AM
    Address
    633 W 5th St #2800, Los Angeles, CA 90071
    View profile for Piper Jaffray & Co(213) 629-1086

  22. #22 Edward Jones - Financial Advisor: Norm Cauntay, CFP®|AAMS®|ADPA®|CRPS™

    Based in Long Beach, 15 mi away

    53/100RFA Score

    Ranked #22 because of its Google rating and specialty focus: 4.8★ from 4 Google reviews, listed on Google as “Financial consultant”.

    • 4.8★ from 4 Google reviews
    Hours
    Mon–Fri 8:30 AM–4:30 PM · Sat–Sun closed
    Address
    3780 Kilroy Airport Way Ste 810, Long Beach, CA 90806
    View profile for Edward Jones - Financial Advisor: Norm Cauntay, CFP®|AAMS®|ADPA®|CRPS™(562) 988-8542

  25. #25 Charles Schwab

    Based in Woodland Hills, 22 mi away

    52/100RFA Score

    Ranked #25 because of its Google rating and specialty focus: 4.1★ from 9 Google reviews, listed on Google as “Financial consultant”.

    • 4.1★ from 9 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    6250 CA-27 Ste 1545, Woodland Hills, CA 91367
    View profile for Charles Schwab(818) 710-2100

How we ranked Lennox stockbrokers

We scored 35 Lennox stockbrokers on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn Lennox data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose a stockbroker

  1. Confirm the stockbroker and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask a stockbroker

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my stockbroker?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Stockbrokers in Lennox: frequently asked questions

Which stockbroker has the highest RFA Score in Lennox?

By RFA Score, the highest-ranked stockbroker in Lennox, CA is Charles Schwab with an RFA Score of 66/100. It has 3.8★ from 12 Google reviews. Empress Investment Group (#2) and Glendale Securities Inc (#3) follow. We ranked 35 stockbrokers on eight factors, last updated November 9, 2026.

Which stockbrokers in Lennox work on weekends?

1 of 35 ranked stockbrokers post Saturday hours and 1 post Sunday hours. The highest-ranked open Saturdays is Piper Jaffray & Co (#21). Many advisors meet by appointment, including evenings or by video, outside their posted office hours.

What Google rating do Lennox stockbrokers have?

The median Google rating among 35 rated stockbrokers in Lennox is 4.1★, with a median of 4 reviews. Empress Investment Group has the most, 92 reviews, and ranks #2. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank stockbrokers?

Each stockbroker gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do stockbrokers outside Lennox count in this ranking?

Yes, if they are within 25 mi of the Lennox city center, our service radius for stockbrokers. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can stockbrokers pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does a stockbroker do?

Stockbrokers buy and sell stocks, bonds, funds and other securities for clients and may recommend them. In the US they are registered representatives of a FINRA member broker-dealer; in Canada they work for a CIRO-regulated investment dealer.

How are stockbrokers in Lennox ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers brokerage services and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check a stockbroker’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every stockbroker in Lennox a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do stockbrokers charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for Lennox

  1. November 2026: RFA Scores recalculated for 35 stockbrokers serving Lennox.

More stockbrokers and Lennox pages