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Stockbrokers in La Verne, CA: 2026 rankings

22 stockbrokers ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in La Verne: Globalink Securities, RFA Score 60/100; 5.0★ from 3 Google reviews.

  2. 4

    Most-reviewed: Charles Schwab, 25 Google reviews at 3.7★, the most of 22 ranked; ranked #4.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

22 La Verne stockbrokers are ranked here by RFA Score, from eight published factors. The median Google rating is 4.0★ across 22 rated firms.

Top 10 stockbrokers in La Verne at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 stockbrokers in La Verne at a glance
RankBusinessRFA ScoreGoogle ratingBased inNotable for
1Globalink Securities605.0★ (3)Pasadena, 18 mi awayTop score
2Charles Schwab593.7★ (21)Upland, 8 mi away—
3Edward Jones - Financial Advisor: Dominic Valdez, ChFC®|CRPC™585.0★ (9)Upland, 7 mi away—
4Charles Schwab583.7★ (25)Brea, 14 mi awayMost reviews
5Charles Schwab574.1★ (19)Arcadia, 15 mi away—
6Edward Jones - Financial Advisor: Andy Carlson, AAMS®575.0★ (10)Rancho Cucamonga, 11 mi away—
7Charles Schwab563.2★ (13)Rowland Heights, 10 mi away—
8Charles Schwab553.8★ (20)Pasadena, 21 mi away—
9Western International Securities552.5★ (8)Pasadena, 21 mi away—
10Edward Jones - Financial Advisor: Armando Armenta Sr545.0★ (3)Claremont, 3 mi away—

All 22 stockbrokers in La Verne, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  1. Ranked #1 in La Verne

    Based in Pasadena, 18 mi away

    60/100RFA Score

    Ranked #1 because of its Google rating and specialty focus: 5.0★ from 3 Google reviews, listed on Google as “Stock broker”.

    • 5.0★ from 3 Google reviews
    Hours
    Mon–Fri 6:30 AM–5 PM · Sat–Sun closed
    Address
    3452 E Foothill Blvd #1040, Pasadena, CA 91107
    View profile for Globalink Securities(626) 964-5966

  2. #2 Charles Schwab

    Based in Upland, 8 mi away

    59/100RFA Score

    Ranked #2 because of its Google rating and review volume: 3.7★ from 21 Google reviews.

    • 3.7★ from 21 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    1890 N Campus Ave, Upland, CA 91784
    View profile for Charles Schwab(909) 921-0770

  4. #4 Charles Schwab

    Based in Brea, 14 mi away

    58/100RFA Score

    Ranked #4 because of its Google rating and review volume: 3.7★ from 25 Google reviews, the most in La Verne.

    • 3.7★ from 25 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    3421 E Imperial Hwy Ste E-1, Brea, CA 92823
    View profile for Charles Schwab(714) 385-6000

  5. #5 Charles Schwab

    Based in Arcadia, 15 mi away

    57/100RFA Score

    Ranked #5 because of its Google rating and review volume: 4.1★ from 19 Google reviews.

    • 4.1★ from 19 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    134 E Huntington Dr Ste a, Arcadia, CA 91006
    View profile for Charles Schwab(626) 462-3535

  7. #7 Charles Schwab

    Based in Rowland Heights, 10 mi away

    56/100RFA Score

    Ranked #7 because of its Google rating and review volume: 3.2★ from 13 Google reviews.

    • 3.2★ from 13 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    19708 Colima Rd, Rowland Heights, CA 91748
    View profile for Charles Schwab(909) 569-6000

  8. #8 Charles Schwab

    Based in Pasadena, 21 mi away

    55/100RFA Score

    Ranked #8 because of its Google rating and review volume: 3.8★ from 20 Google reviews.

    • 3.8★ from 20 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    251 S Lake Ave #150, Pasadena, CA 91101
    View profile for Charles Schwab(626) 304-3814

  16. #16 Charles Schwab

    Based in Corona, 23 mi away

    51/100RFA Score

    Ranked #16 because of its Google rating and specialty focus: 3.6★ from 7 Google reviews, listed on Google as “Financial consultant”.

    • 3.6★ from 7 Google reviews
    Hours
    Mon–Thu 8:30 AM–5 PM · Fri 8:30 AM–2:30 PM · Sat–Sun closed
    Address
    1973 Foothill Pkwy Unit 101, Corona, CA 92881
    View profile for Charles Schwab(951) 460-4180

  19. #19 Wedbush

    Based in Pasadena, 21 mi away

    49/100RFA Score

    Ranked #19 because of its Google rating and specialty focus: 3.0★ from 4 Google reviews, listed on Google as “Financial planner”.

    • 3.0★ from 4 Google reviews
    Hours
    Mon–Fri 9 AM–4 PM · Sat–Sun closed
    Address
    225 S Lake Ave PH, Pasadena, CA 91101
    View profile for Wedbush

Also serving La Verne

20 more stockbrokers within 25 mi that we can't rank yet: too few reviews, or a specialty we couldn't confirm. Listed A to Z.

Unranked stockbrokers serving La Verne
BusinessGoogle ratingDistance
AI DELIVERY INC.5.0★ (2)8 mi
B B Graham & Co3.0★ (2)21 mi
CONA WEALTH LLCIn La Verne
Edward Jones - Financial Advisor: Anna Li Castro, AAMS®|CRPC™5.0★ (2)17 mi
Edward Jones - Financial Advisor: Arnetta V Tolley1.5★ (2)22 mi
Edward Jones - Financial Advisor: Charles Gustafson, CFP®|AAMS®5.0★ (2)19 mi
Edward Jones - Financial Advisor: Devlin E Chung5.0★ (2)19 mi
Edward Jones - Financial Advisor: Geoffrey P Smith3.0★ (2)19 mi
Edward Jones - Financial Advisor: Jamie L Harwood, CFP®|CEPA®5.0★ (1)8 mi
Edward Jones - Financial Advisor: Josh Sun, CFP®|CEPA®5.0★ (1)7 mi
Edward Jones - Financial Advisor: Marc Raymundo, CFP®|CPWA®|AAMS®5.0★ (1)7 mi
Edward Jones - Financial Advisor: Matthew Terrones3.0★ (2)21 mi
Edward Jones - Financial Advisor: Narvee T Intarachote5.0★ (1)7 mi
Edward Jones - Financial Advisor: Randolph J Schroeder, AAMS®5.0★ (2)19 mi
Edward Jones Investments2.0★ (1)2 mi
Level 10 Security5.0★ (2)25 mi
Pension PortfoliosIn La Verne
Royal Alliance Associates IncIn La Verne
U.S. Bancorp Advisors - Financial Advisors: La VerneIn La Verne
Wells Fargo AdvisorsIn La Verne

How we ranked La Verne stockbrokers

We scored 22 La Verne stockbrokers on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn La Verne data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose a stockbroker

  1. Confirm the stockbroker and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask a stockbroker

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my stockbroker?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Stockbrokers in La Verne: frequently asked questions

Which stockbroker has the highest RFA Score in La Verne?

By RFA Score, the highest-ranked stockbroker in La Verne, CA is Globalink Securities with an RFA Score of 60/100. It has 5.0★ from 3 Google reviews. Charles Schwab (#2) and Edward Jones - Financial Advisor: Dominic Valdez, ChFC®|CRPC™ (#3) follow. We ranked 22 stockbrokers on eight factors, last updated November 9, 2026.

How many stockbrokers are there in La Verne?

RankedFinancialAdvisors ranks 22 stockbrokers serving La Verne, CA. Another 20 within 25 mi are listed but not ranked yet. Counts are as of November 2026.

What Google rating do La Verne stockbrokers have?

The median Google rating among 22 rated stockbrokers in La Verne is 4.0★, with a median of 5 reviews. Charles Schwab has the most, 25 reviews, and ranks #4. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank stockbrokers?

Each stockbroker gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do stockbrokers outside La Verne count in this ranking?

Yes, if they are within 25 mi of the La Verne city center, our service radius for stockbrokers. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can stockbrokers pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does a stockbroker do?

Stockbrokers buy and sell stocks, bonds, funds and other securities for clients and may recommend them. In the US they are registered representatives of a FINRA member broker-dealer; in Canada they work for a CIRO-regulated investment dealer.

How are stockbrokers in La Verne ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers brokerage services and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check a stockbroker’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every stockbroker in La Verne a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do stockbrokers charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for La Verne

  1. November 2026: RFA Scores recalculated for 22 stockbrokers serving La Verne.

More stockbrokers and La Verne pages