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Investment Advisors in Roswell, GA: 2026 rankings

175 investment advisors ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in Roswell: Headquarter Investors Capital, RFA Score 71/100; 4.8★ from 62 Google reviews.

  2. 7

    Most-reviewed: Trading Academy - Atlanta, 809 Google reviews at 4.8★, the most of 175 ranked; ranked #7.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

175 Roswell investment advisors are ranked here by RFA Score, from eight published factors. 11 open Saturdays and 3 open Sundays, based on posted hours. The median Google rating is 5.0★ across 175 rated firms.

Top 10 investment advisors in Roswell at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 investment advisors in Roswell at a glance
RankBusinessRFA ScoreGoogle ratingBased inHoursNotable for
1Headquarter Investors Capital714.8★ (62)Norcross, 7 mi away—Top score
2Pineapple Capital Group.705.0★ (51)Atlanta, 12 mi awayEvenings—
3Advanta IRA704.6★ (56)Atlanta, 7 mi away——
4Navy Federal Credit Union694.2★ (102)Milton, 7 mi awaySat—
5Moore Invested, LLC.685.0★ (16)Atlanta, 7 mi away——
6Goodwin Investment Advisory685.0★ (251)Woodstock, 12 mi away——
7Trading Academy - Atlanta684.8★ (809)Atlanta, 3 mi awaySatMost reviews
8PSL Wealth Strategies and Management675.0★ (5)Atlanta, 2 mi awaySat · Evenings—
9IPX1031: Whitney Brennan674.8★ (12)Brookhaven, 8 mi away——
10Western & Southern Life664.1★ (14)Peachtree Corners, 9 mi away——

All 175 investment advisors in Roswell, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  3. #3 Advanta IRA

    Based in Atlanta, 7 mi away

    70/100RFA Score

    Ranked #3 because of its Google rating and specialty focus: 4.6★ from 56 Google reviews, listed on Google as “Investment service”.

    • 4.6★ from 56 Google reviews
    Hours
    Mon–Tue 8:30 AM–5 PM · Wed closed · Thu 8:30 AM–5 PM · Fri 8:30 AM–4 PM · Sat–Sun closed
    Address
    1455 Lincoln Pkwy E Suite 520, Atlanta, GA 30346
    View profile for Advanta IRA(678) 513-8913

  4. Based in Milton, 7 mi away

    69/100RFA Score

    Ranked #4 because of its Google rating and specialty focus: 4.2★ from 102 Google reviews, listed on Google as “Investment service”.

    • 4.2★ from 102 Google reviews
    Hours
    Mon–Tue 9 AM–5 PM · Wed closed · Thu–Fri 9 AM–5 PM · Sat 9 AM–1 PM · Sun closed
    Address
    5140 Windward Pkwy, Milton, GA 30004
    View profile for Navy Federal Credit Union(888) 842-6328

  5. #5 Moore Invested, LLC.

    Based in Atlanta, 7 mi away

    68/100RFA Score

    Ranked #5 because of its Google rating and specialty focus: 5.0★ from 16 Google reviews, listed on Google as “Investment company”.

    • 5.0★ from 16 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    2 Ravinia Dr Ste 1705, Atlanta, GA 30346
    View profile for Moore Invested, LLC.(404) 905-2290

  9. #9 IPX1031: Whitney Brennan

    Based in Brookhaven, 8 mi away

    67/100RFA Score

    Ranked #9 because of its Google rating and specialty focus: 4.8★ from 12 Google reviews, listed on Google as “Investment service”.

    • 4.8★ from 12 Google reviews
    Hours
    Mon–Fri 8 AM–5 PM · Sat–Sun closed
    Address
    4170 Ashford Dunwoody Rd Ste 460, Brookhaven, GA 30319
    View profile for IPX1031: Whitney Brennan(916) 806-1468

  10. #10 Western & Southern Life

    Based in Peachtree Corners, 9 mi away

    66/100RFA Score

    Ranked #10 because of its Google rating and specialty focus: 4.1★ from 14 Google reviews, listed on Google as “Investment service”.

    • 4.1★ from 14 Google reviews
    Hours
    Mon–Fri 8 AM–5 PM · Sat–Sun closed
    Address
    6075 The Corners Pkwy NW Suite 205, Peachtree Corners, GA 30092
    View profile for Western & Southern Life(770) 300-0700

  12. #12 Stubbs Capital

    Based in Smyrna, 11 mi away

    65/100RFA Score

    Ranked #12 because of its Google rating and specialty focus: 5.0★ from 5 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 5 Google reviews
    Hours
    Mon–Thu 8 AM–5 PM · Fri 8 AM–5:30 PM · Sat–Sun closed
    Address
    2400 Herodian Way Suite 220, Smyrna, GA 30080
    View profile for Stubbs Capital(770) 742-9210

  15. #15 Duke Allen & Co LLC

    Based in Norcross, 13 mi away

    64/100RFA Score

    Ranked #15 because of its Google rating and specialty focus: 5.0★ from 4 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 4 Google reviews
    Hours
    Mon–Fri 8 AM–7 PM · Sat–Sun closed
    Address
    1770 Indian Trail Lilburn Rd NW #480, Norcross, GA 30093
    View profile for Duke Allen & Co LLC(678) 361-7831

  16. #16 Prestige Brokers

    Based in Atlanta, 8 mi away

    63/100RFA Score

    Ranked #16 because of its Google rating and specialty focus: 2.6★ from 11 Google reviews, listed on Google as “Investment service”.

    • 2.6★ from 11 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    5491 Roswell Rd NE, Atlanta, GA 30342
    View profile for Prestige Brokers

  19. #19 Sage Mountain Advisors

    Based in Atlanta, 12 mi away

    63/100RFA Score

    Ranked #19 because of its Google rating and specialty focus: 4.0★ from 4 Google reviews, listed on Google as “Investment service”.

    • 4.0★ from 4 Google reviews
    Hours
    Mon–Fri 8 AM–6 PM · Sat–Sun closed
    Address
    945 East Paces Ferry Rd NE Suite 2660, Atlanta, GA 30326
    View profile for Sage Mountain Advisors(404) 795-8361

  22. #22 Elm3 Financial Group, LLC

    Based in Alpharetta, 5 mi away

    63/100RFA Score

    Ranked #22 because of its Google rating and specialty focus: 5.0★ from 82 Google reviews, listed on Google as “Financial advisor”.

    • 5.0★ from 82 Google reviews
    Hours
    Mon–Thu 9 AM–5 PM · Fri 9 AM–4 PM · Sat–Sun closed
    Address
    5755 North Point Pkwy #92, Alpharetta, GA 30022
    View profile for Elm3 Financial Group, LLC(678) 297-9500

  23. #23 Fidelity Investments

    Based in Atlanta, 12 mi away

    63/100RFA Score

    Ranked #23 because of its Google rating and specialty focus: 2.8★ from 8 Google reviews, listed on Google as “Investment service”.

    • 2.8★ from 8 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    3630 Peachtree Rd NE Ste 100, Atlanta, GA 30305
    View profile for Fidelity Investments(404) 365-8104

Investment advisors ranked #26 to #50

#1 to #25 are shown in full above. Here are #26 to #50, in RFA Score order; each links to its profile. We publish the top 50 of 175 ranked investment advisors here; the rest are on their profiles.

investment advisors in Roswell, ranks 26 to 50
RankBusinessRFA ScoreGoogle ratingDistance
26Boss Traders, LLC.623.3★ (6)17 mi
27Solley Financial Services625.0★ (56)6 mi
28Capital Investment Advisors624.6★ (18)6 mi
29Georgia Safe Retirement Planners625.0★ (30)In Roswell
30Wickham Financial & Insurance Services614.9★ (107)12 mi
31Canton Wealth Partners615.0★ (28)In Roswell
32U.S. Asset Management614.9★ (34)16 mi
33Element Wealth Advisors615.0★ (49)7 mi
34Pfotzer Properties LLC612.6★ (13)17 mi
35Strategic Stewardship615.0★ (53)8 mi
36Donaldson Capital Management615.0★ (9)7 mi
37TimeWise Financial615.0★ (52)8 mi
38Daner Wealth Management615.0★ (37)6 mi
39Northstar Investment Partners615.0★ (40)7 mi
40Creative Financial Partners605.0★ (45)8 mi
41Creative Planning604.9★ (65)12 mi
42Cerity Partners605.0★ (33)7 mi
43Heritage Wealth Planning604.9★ (43)8 mi
44mscinvestments601.5★ (8)18 mi
45VR Business Sales | Mergers and Acquisitions - Atlanta Business Brokers605.0★ (28)7 mi
46Georgia Financial Advisors594.9★ (55)13 mi
47Landmark Financial Group594.9★ (46)11 mi
48Executive Real Estate Services, Inc.595.0★ (34)10 mi
49Bruce Alden - Edelman Financial Engines595.0★ (37)11 mi
50Ramone Preston Enterprises, LLC595.0★ (40)12 mi

Also serving Roswell

20 more investment advisors within 25 mi that we can't rank yet: too few reviews, or a specialty we couldn't confirm. Listed A to Z.

Unranked investment advisors serving Roswell
BusinessGoogle ratingDistance
Asset Guidance Group, LLC4.0★ (2)In Roswell
Bella Advisors Inc5.0★ (71)In Roswell
Blueprint Wealth Management5.0★ (1)In Roswell
Casey Herndon - COUNTRY Financial Representative3.4★ (5)In Roswell
Edward Jones - Financial Advisor: Larry Erickson III5.0★ (2)In Roswell
Financial Connection LLC1.0★ (1)In Roswell
Forum Financial Management, LP5.0★ (1)In Roswell
Founder Financial - Raymond James5.0★ (4)In Roswell
Harris Consulting5.0★ (2)In Roswell
JTC CPAs - Roswell, GA5.0★ (13)In Roswell
MD Wealth Advisors5.0★ (8)In Roswell
Paul Lang - Financial Advisor, Ameriprise Financial Services, LLC5.0★ (2)In Roswell
Perkins Wealth Solutions5.0★ (1)In Roswell
Roswell Asset Advisors5.0★ (17)In Roswell
Shannon M Perkins - Financial Advisor, Ameriprise Financial Services, LLC5.0★ (1)In Roswell
Standard Equity, Inc5.0★ (1)In Roswell
Truist2.2★ (22)In Roswell
Vie Financial Services LLC5.0★ (2)In Roswell
Wealth Creation Atlanta, LLC5.0★ (23)In Roswell
Wells Fargo Advisors4.5★ (2)In Roswell

How we ranked Roswell investment advisors

We scored 175 Roswell investment advisors on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn Roswell data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose an investment advisor

  1. Confirm the investment advisor and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask an investment advisor

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my investment advisor?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Investment advisors in Roswell: frequently asked questions

Which investment advisor has the highest RFA Score in Roswell?

By RFA Score, the highest-ranked investment advisor in Roswell, GA is Headquarter Investors Capital with an RFA Score of 71/100. It has 4.8★ from 62 Google reviews. Pineapple Capital Group. (#2) and Advanta IRA (#3) follow. We ranked 175 investment advisors on eight factors, last updated November 9, 2026.

How many investment advisors are there in Roswell?

RankedFinancialAdvisors ranks 175 investment advisors serving Roswell, GA. 2 of them are based in Roswell; the rest serve it from nearby towns. Another 20 within 25 mi are listed but not ranked yet. Counts are as of November 2026.

Which investment advisors in Roswell work on weekends?

11 of 175 ranked investment advisors post Saturday hours and 3 post Sunday hours. The highest-ranked open Saturdays are Navy Federal Credit Union (#4), Trading Academy - Atlanta (#7) and PSL Wealth Strategies and Management (#8). Many advisors meet by appointment, including evenings or by video, outside their posted office hours.

What Google rating do Roswell investment advisors have?

The median Google rating among 175 rated investment advisors in Roswell is 5.0★, with a median of 10 reviews. Trading Academy - Atlanta has the most, 809 reviews, and ranks #7. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank investment advisors?

Each investment advisor gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do investment advisors outside Roswell count in this ranking?

Yes, if they are within 25 mi of the Roswell city center, our service radius for investment advisors. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can investment advisors pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does an investment advisor do?

Investment advisors manage portfolios and give advice about securities for a fee. In the US, firms register with the SEC or a state securities regulator and file a Form ADV brochure; in Canada, portfolio managers and dealers register with the provincial securities regulator.

How are investment advisors in Roswell ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers investment advice and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check an investment advisor’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every investment advisor in Roswell a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do investment advisors charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for Roswell

  1. November 2026: RFA Scores recalculated for 175 investment advisors serving Roswell.

More investment advisors and Roswell pages