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Investment Advisors in Roosevelt, NY: 2026 rankings

277 investment advisors ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in Roosevelt: Opal Wealth Advisors, RFA Score 70/100; 5.0★ from 53 Google reviews.

  2. 3

    Most-reviewed: Masterworks, 527 Google reviews at 4.2★, the most of 277 ranked; ranked #3.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

277 Roosevelt investment advisors are ranked here by RFA Score, from eight published factors. 51 open Saturdays and 37 open Sundays, based on posted hours. The median Google rating is 4.4★ across 277 rated firms.

Top 10 investment advisors in Roosevelt at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 investment advisors in Roosevelt at a glance
RankBusinessRFA ScoreGoogle ratingBased inHoursNotable for
1Opal Wealth Advisors705.0★ (53)Jericho, 8 mi away—Top score
2IPX1031: Ryan Vassar, Esq.705.0★ (35)Westbury, 5 mi away——
3Masterworks684.2★ (527)New York City, 22 mi away—Most reviews
4Musaffa674.8★ (88)New York City, 22 mi away——
5Sharestates674.1★ (105)Great Neck, 11 mi away——
6111 Town Square Place674.5★ (139)Jersey City, 24 mi awaySat · Sun · Evenings—
7Trading Academy Long Island664.3★ (49)Melville, 11 mi awaySat · Sun—
8Min Wen Chen - Prudential Financial664.8★ (27)Bayside, 12 mi awaySat—
9Morgan Wilshire Securities, Inc.664.3★ (17)Garden City, 4 mi away——
10Joseph Stone Capital653.8★ (13)Garden City, 4 mi away——

All 277 investment advisors in Roosevelt, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  1. Ranked #1 in Roosevelt

    #1 Opal Wealth Advisors

    Based in Jericho, 8 mi away

    70/100RFA Score

    Ranked #1 because of its Google rating and specialty focus: 5.0★ from 53 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 53 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    2 Jericho Plaza #208, Jericho, NY 11753
    View profile for Opal Wealth Advisors(516) 388-7980

  3. #3 Masterworks

    Based in New York City, 22 mi away

    68/100RFA Score

    Ranked #3 because of its Google rating and specialty focus: 4.2★ from 527 Google reviews, listed on Google as “Investment company”.

    • 4.2★ from 527 Google reviews
    Hours
    Mon–Fri 9 AM–6 PM · Sat–Sun closed
    Address
    1 World Trade Center, New York, NY 10007
    View profile for Masterworks(203) 518-5172

  4. #4 Musaffa

    Based in New York City, 22 mi away

    67/100RFA Score

    Ranked #4 because of its Google rating and specialty focus: 4.8★ from 88 Google reviews, listed on Google as “Investment service”.

    • 4.8★ from 88 Google reviews
    Hours
    Mon–Fri 9 AM–6 PM · Sat–Sun closed
    Address
    285 Fulton St Ste 8500, New York, NY 10007
    View profile for Musaffa(212) 220-6682

  5. #5 Sharestates

    Based in Great Neck, 11 mi away

    67/100RFA Score

    Ranked #5 because of its Google rating and specialty focus: 4.1★ from 105 Google reviews, listed on Google as “Investment service”.

    • 4.1★ from 105 Google reviews
    Hours
    Mon–Fri 9 AM–5:30 PM · Sat–Sun closed
    Address
    8 Bond St #100, Great Neck, NY 11021
    View profile for Sharestates(212) 201-0750

  6. #6 111 Town Square Place

    Based in Jersey City, 24 mi away

    67/100RFA Score

    Ranked #6 because of its Google rating and specialty focus: 4.5★ from 139 Google reviews, listed on Google as “Investment company”.

    • 4.5★ from 139 Google reviews
    Hours
    Mon–Sun 12 AM–12 AM
    Address
    111 Town Square Pl, Jersey City, NJ 07310
    View profile for 111 Town Square Place(201) 626-2000

  10. #10 Joseph Stone Capital

    Based in Garden City, 4 mi away

    65/100RFA Score

    Ranked #10 because of its Google rating and specialty focus: 3.8★ from 13 Google reviews, listed on Google as “Investment service”.

    • 3.8★ from 13 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    585 Stewart Ave Unit L60-C, Garden City, NY 11530
    View profile for Joseph Stone Capital(866) 866-1433

  11. #11 Hogwarts Capital

    Based in Garden City, 5 mi away

    64/100RFA Score

    Ranked #11 because of its Google rating and specialty focus: 4.2★ from 5 Google reviews, listed on Google as “Investment company”.

    • 4.2★ from 5 Google reviews
    Address
    Ninth Floor, 666 Old Country Rd Ste 201, Garden City, NY 11530
    View profile for Hogwarts Capital(631) 255-8110

  12. #12 Mortar Group

    Based in Brooklyn, 19 mi away

    64/100RFA Score

    Ranked #12 because of its Google rating and specialty focus: 4.8★ from 20 Google reviews, listed on Google as “Investment company”.

    • 4.8★ from 20 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    346 Metropolitan Ave #200, Brooklyn, NY 11211
    View profile for Mortar Group(646) 559-9471

  13. #13 The Wealth Alliance

    Based in Melville, 12 mi away

    63/100RFA Score

    Ranked #13 because of its Google rating and specialty focus: 5.0★ from 8 Google reviews, listed on Google as “Investment company”.

    • 5.0★ from 8 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    105 Broadhollow Rd, Melville, NY 11747
    View profile for The Wealth Alliance(631) 670-0682

  14. #14 New Age Venture Capital

    Based in Mineola, 5 mi away

    63/100RFA Score

    Ranked #14 because of its Google rating and specialty focus: 5.0★ from 3 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 3 Google reviews
    Address
    200 Old Country Rd #610, Mineola, NY 11501
    View profile for New Age Venture Capital

  15. #15 Sirmium Capital

    Based in New York City, 21 mi away

    63/100RFA Score

    Ranked #15 because of its Google rating and specialty focus: 5.0★ from 17 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 17 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    275 Madison Ave #14, New York, NY 10016
    View profile for Sirmium Capital(202) 366-0577

  18. #18 Stifel

    Based in Garden City, 5 mi away

    62/100RFA Score

    Ranked #18 because of its Google rating and specialty focus: 3.0★ from 3 Google reviews, listed on Google as “Investment service”.

    • 3.0★ from 3 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    1225 Franklin Ave #150, Garden City, NY 11530
    View profile for Stifel(516) 663-5200

  19. #19 Wahed

    Based in New York City, 21 mi away

    62/100RFA Score

    Ranked #19 because of its Google rating and specialty focus: 4.0★ from 39 Google reviews, listed on Google as “Investment service”.

    • 4.0★ from 39 Google reviews
    Hours
    Mon–Sun 12 AM–12 AM
    Address
    27 E 28th St 8th Floor, New York, NY 10016
    View profile for Wahed(855) 976-4747

  20. #20 First Shelbourne

    Based in Dix Hills, 24 mi away

    62/100RFA Score

    Ranked #20 because of its Google rating and specialty focus: 5.0★ from 16 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 16 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    View profile for First Shelbourne(631) 600-7850

  22. #22 Two Sigma

    Based in New York City, 22 mi away

    62/100RFA Score

    Ranked #22 because of its Google rating and specialty focus: 4.4★ from 18 Google reviews, listed on Google as “Investment company”.

    • 4.4★ from 18 Google reviews
    Hours
    Mon–Fri 9 AM–6 PM · Sat–Sun closed
    Address
    100 6th Ave, New York, NY 10013
    View profile for Two Sigma(212) 625-5700

Investment advisors ranked #26 to #50

#1 to #25 are shown in full above. Here are #26 to #50, in RFA Score order; each links to its profile. We publish the top 50 of 277 ranked investment advisors here; the rest are on their profiles.

investment advisors in Roosevelt, ranks 26 to 50
RankBusinessRFA ScoreGoogle ratingDistance
26Assist Asset Recovery615.0★ (9)21 mi
27Knighthead Capital Management LLC614.2★ (15)21 mi
28Wells Fargo Advisors613.0★ (4)11 mi
29The Equity Group, Investor Relations Firm615.0★ (7)21 mi
30Vasilis Kokoris | Queens Real Estate Broker615.0★ (132)19 mi
31Salomon Whitney611.7★ (6)9 mi
32The Portopiccolo Group603.9★ (21)24 mi
33CIFC605.0★ (6)21 mi
34Geneva Capital Management605.0★ (19)10 mi
35Park Avenue Securities LLC603.8★ (17)22 mi
36Value Investment Professionals605.0★ (6)21 mi
37Steven Silber, CFP , CLTC604.9★ (109)16 mi
38Trading Signal Market604.9★ (7)22 mi
39Wells Fargo Advisors Financial Network603.4★ (19)20 mi
40Fidelity Investments603.8★ (23)25 mi
41Benjamin Securities Inc605.0★ (6)22 mi
42AQR Capital Management604.1★ (11)24 mi
43Ethic604.1★ (9)22 mi
44Prudential Financial - Andrew Massello605.0★ (7)24 mi
45Williams Jones Wealth Management604.8★ (5)21 mi
46URS Capital Partners603.7★ (3)16 mi
47Neil G Carousso, CPA, CFP605.0★ (55)12 mi
48ECG Debt Settlement and Credit Repair594.8★ (124)18 mi
49Gen II Fund Services, LLC593.9★ (7)22 mi
50Franklin Templeton Investments593.4★ (11)21 mi

Also serving Roosevelt

20 more investment advisors within 25 mi that we can't rank yet: too few reviews, or a specialty we couldn't confirm. Listed A to Z.

Unranked investment advisors serving Roosevelt
BusinessGoogle ratingDistance
Alain Martin - TD Wealth Financial Advisor5.0★ (2)3 mi
American Capital Partners LLC3.0★ (2)3 mi
Bitinvestmenthub5.0★ (2)3 mi
Brightstone Realty Partners5.0★ (2)8 mi
Charter Oak Financial - Melville, NY5.0★ (2)11 mi
Dennis Miller - Private Wealth Advisor, Ameriprise Financial Services, LLC5.0★ (2)11 mi
Edward Jones - Financial Advisor: Annette D Matthew5.0★ (2)6 mi
Edward Jones - Financial Advisor: Mike Lombardi, CFP®5.0★ (2)3 mi
Hilton Capital Management3.0★ (2)4 mi
IFI Consulting Inc5.0★ (2)7 mi
John Hartnagel - Prudential Financial5.0★ (2)7 mi
Lighthouse Financial Network, LLC5.0★ (2)10 mi
Lowell Road Asset Management5.0★ (2)10 mi
Matthew Donnino - Prudential Financial5.0★ (2)11 mi
North Shore Wealth Management Group, LLC5.0★ (2)8 mi
Primerica5.0★ (2)2 mi
Raymond James Financial Services5.0★ (2)8 mi
Sandeep Israni - Financial Advisor, Ameriprise Financial Services, LLC5.0★ (2)10 mi
Spirit of America Investment Fund3.0★ (2)10 mi
The Fine Art Investment Group of America5.0★ (2)6 mi

How we ranked Roosevelt investment advisors

We scored 277 Roosevelt investment advisors on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn Roosevelt data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose an investment advisor

  1. Confirm the investment advisor and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask an investment advisor

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my investment advisor?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Investment advisors in Roosevelt: frequently asked questions

Which investment advisor has the highest RFA Score in Roosevelt?

By RFA Score, the highest-ranked investment advisor in Roosevelt, NY is Opal Wealth Advisors with an RFA Score of 70/100. It has 5.0★ from 53 Google reviews. IPX1031: Ryan Vassar, Esq. (#2) and Masterworks (#3) follow. We ranked 277 investment advisors on eight factors, last updated November 9, 2026.

How many investment advisors are there in Roosevelt?

RankedFinancialAdvisors ranks 277 investment advisors serving Roosevelt, NY. Another 20 within 25 mi are listed but not ranked yet. Counts are as of November 2026.

Which investment advisors in Roosevelt work on weekends?

51 of 277 ranked investment advisors post Saturday hours and 37 post Sunday hours. The highest-ranked open Saturdays are 111 Town Square Place (#6), Trading Academy Long Island (#7) and Min Wen Chen - Prudential Financial (#8). Many advisors meet by appointment, including evenings or by video, outside their posted office hours.

What Google rating do Roosevelt investment advisors have?

The median Google rating among 277 rated investment advisors in Roosevelt is 4.4★, with a median of 7 reviews. Masterworks has the most, 527 reviews, and ranks #3. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank investment advisors?

Each investment advisor gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do investment advisors outside Roosevelt count in this ranking?

Yes, if they are within 25 mi of the Roosevelt city center, our service radius for investment advisors. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can investment advisors pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does an investment advisor do?

Investment advisors manage portfolios and give advice about securities for a fee. In the US, firms register with the SEC or a state securities regulator and file a Form ADV brochure; in Canada, portfolio managers and dealers register with the provincial securities regulator.

How are investment advisors in Roosevelt ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers investment advice and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check an investment advisor’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every investment advisor in Roosevelt a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do investment advisors charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for Roosevelt

  1. November 2026: RFA Scores recalculated for 277 investment advisors serving Roosevelt.
  2. November 2026: 4 duplicate listings merged.

More investment advisors and Roosevelt pages