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Investment Advisors in Plainview, NY: 2026 rankings

142 investment advisors ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in Plainview: Opal Wealth Advisors, RFA Score 74/100; 5.0★ from 53 Google reviews.

  2. 5

    Most-reviewed: Hedgeye Risk Management, 164 Google reviews at 4.3★, the most of 142 ranked; ranked #5.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

142 Plainview investment advisors are ranked here by RFA Score, from eight published factors. 24 open Saturdays and 13 open Sundays, based on posted hours. The median Google rating is 4.8★ across 142 rated firms.

Top 10 investment advisors in Plainview at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 investment advisors in Plainview at a glance
RankBusinessRFA ScoreGoogle ratingBased inHoursNotable for
1Opal Wealth Advisors745.0★ (53)Jericho, 4 mi away—Top score
2IPX1031: Ryan Vassar, Esq.725.0★ (35)Westbury, 7 mi away——
3Trading Academy Long Island714.3★ (49)Melville, 3 mi awaySat · Sun—
4Sharestates694.1★ (105)Great Neck, 14 mi away——
5Hedgeye Risk Management694.3★ (164)Stamford, 23 mi away—Most reviews
6The Wealth Alliance685.0★ (8)Melville, 3 mi away——
7Min Wen Chen - Prudential Financial684.8★ (27)Bayside, 17 mi awaySat—
8Cyber Trading University674.9★ (133)Woodbury, 2 mi away——
9Morgan Wilshire Securities, Inc.674.3★ (17)Garden City, 10 mi away——
10Prudential - Three Village Financial675.0★ (28)East Setauket, 22 mi away——

All 142 investment advisors in Plainview, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  1. Ranked #1 in Plainview

    #1 Opal Wealth Advisors

    Based in Jericho, 4 mi away

    74/100RFA Score

    Ranked #1 because of its Google rating and specialty focus: 5.0★ from 53 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 53 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    2 Jericho Plaza #208, Jericho, NY 11753
    View profile for Opal Wealth Advisors(516) 388-7980

  4. #4 Sharestates

    Based in Great Neck, 14 mi away

    69/100RFA Score

    Ranked #4 because of its Google rating and specialty focus: 4.1★ from 105 Google reviews, listed on Google as “Investment service”.

    • 4.1★ from 105 Google reviews
    Hours
    Mon–Fri 9 AM–5:30 PM · Sat–Sun closed
    Address
    8 Bond St #100, Great Neck, NY 11021
    View profile for Sharestates(212) 201-0750

  6. #6 The Wealth Alliance

    Based in Melville, 3 mi away

    68/100RFA Score

    Ranked #6 because of its Google rating and specialty focus: 5.0★ from 8 Google reviews, listed on Google as “Investment company”.

    • 5.0★ from 8 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    105 Broadhollow Rd, Melville, NY 11747
    View profile for The Wealth Alliance(631) 670-0682

  10. #10 Prudential - Three Village Financial

    Based in East Setauket, 22 mi away

    67/100RFA Score

    Ranked #10 because of its Google rating and specialty focus: 5.0★ from 28 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 28 Google reviews
    Hours
    Mon–Tue 9 AM–5 PM · Wed closed · Thu–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    Heritage Square Office Condominium, 100 S Jersey Ave Unit 5, Setauket- East Setauket, NY 11733
    View profile for Prudential - Three Village Financial(631) 927-3325

  11. #11 Joseph Stone Capital

    Based in Garden City, 8 mi away

    66/100RFA Score

    Ranked #11 because of its Google rating and specialty focus: 3.8★ from 13 Google reviews, listed on Google as “Investment service”.

    • 3.8★ from 13 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    585 Stewart Ave Unit L60-C, Garden City, NY 11530
    View profile for Joseph Stone Capital(866) 866-1433

  12. #12 First Shelbourne

    Based in Dix Hills, 20 mi away

    66/100RFA Score

    Ranked #12 because of its Google rating and specialty focus: 5.0★ from 16 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 16 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    View profile for First Shelbourne(631) 600-7850

  16. #16 Hogwarts Capital

    Based in Garden City, 8 mi away

    65/100RFA Score

    Ranked #16 because of its Google rating and specialty focus: 4.2★ from 5 Google reviews, listed on Google as “Investment company”.

    • 4.2★ from 5 Google reviews
    Address
    Ninth Floor, 666 Old Country Rd Ste 201, Garden City, NY 11530
    View profile for Hogwarts Capital(631) 255-8110

  18. #18 Benjamin Securities Inc

    Based in Brentwood, 14 mi away

    64/100RFA Score

    Ranked #18 because of its Google rating and specialty focus: 5.0★ from 6 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 6 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    750 Veterans Memorial Hwy #210, Northport, NY 11768
    View profile for Benjamin Securities Inc(516) 931-1090

  20. #20 Salomon Whitney

    Based in Bethpage, 5 mi away

    64/100RFA Score

    Ranked #20 because of its Google rating and specialty focus: 1.7★ from 6 Google reviews, listed on Google as “Investment service”.

    • 1.7★ from 6 Google reviews
    Address
    400 Broadhollow Rd, Farmingdale, NY 11735
    View profile for Salomon Whitney(631) 482-1150

  21. #21 New Age Venture Capital

    Based in Mineola, 9 mi away

    64/100RFA Score

    Ranked #21 because of its Google rating and specialty focus: 5.0★ from 3 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 3 Google reviews
    Address
    200 Old Country Rd #610, Mineola, NY 11501
    View profile for New Age Venture Capital

  24. #24 Stifel

    Based in Garden City, 9 mi away

    63/100RFA Score

    Ranked #24 because of its Google rating and specialty focus: 3.0★ from 3 Google reviews, listed on Google as “Investment service”.

    • 3.0★ from 3 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    1225 Franklin Ave #150, Garden City, NY 11530
    View profile for Stifel(516) 663-5200

  25. #25 Fidelity Investments

    Based in Scarsdale, 24 mi away

    63/100RFA Score

    Ranked #25 because of its Google rating and specialty focus: 3.8★ from 23 Google reviews, listed on Google as “Investment service”.

    • 3.8★ from 23 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    799 Central Park Ave, Scarsdale, NY 10583
    View profile for Fidelity Investments(800) 273-9189

Investment advisors ranked #26 to #50

#1 to #25 are shown in full above. Here are #26 to #50, in RFA Score order; each links to its profile. We publish the top 50 of 142 ranked investment advisors here; the rest are on their profiles.

investment advisors in Plainview, ranks 26 to 50
RankBusinessRFA ScoreGoogle ratingDistance
26Flynn Zito Capital Management, LLC634.8★ (18)8 mi
27Mitlin Financial, Inc.635.0★ (62)11 mi
28Prudential Financial - Andrew Massello625.0★ (7)23 mi
29Fidelity Investments623.6★ (8)19 mi
30Vasilis Kokoris | Queens Real Estate Broker625.0★ (132)24 mi
31Pristine Advisers625.0★ (26)3 mi
32One River Asset Management624.0★ (4)19 mi
33MCINTOSH TAX AND ASSET MANAGEMENT GROUP625.0★ (15)12 mi
34AdvancedFolio Capital Management614.9★ (33)21 mi
35ARGA Investment Management, LP615.0★ (3)20 mi
36Topspin Consumer Partners612.8★ (6)19 mi
37Siena Wealth Advisory Group - Ameriprise Financial Services, LLC614.8★ (24)3 mi
38FinTron, Inc.614.0★ (3)20 mi
39Neil G Carousso, CPA, CFP615.0★ (55)16 mi
40NorthCoast Asset Management614.7★ (28)19 mi
41ECG Debt Settlement and Credit Repair614.8★ (124)24 mi
42Capitalized Acquisitions Management Group, LLC.615.0★ (39)13 mi
43Wealth Enhancement Group615.0★ (25)7 mi
44CERTIFIED FINANCIAL PLANNER - Retirement Planning - Nicholas T. Pititto, CFP® - Financial Advisor - Prudential Financial605.0★ (24)8 mi
45Morewins LLC602.6★ (5)21 mi
46The LCP Group, L.P.604.0★ (4)24 mi
47Javier Lugo - Prudential Financial605.0★ (3)24 mi
48Wisdom Capital604.7★ (43)12 mi
49Wells Fargo Advisors604.0★ (4)24 mi
50The WealthPlan LLC605.0★ (34)14 mi

Also serving Plainview

20 more investment advisors within 25 mi that we can't rank yet: too few reviews, or a specialty we couldn't confirm. Listed A to Z.

Unranked investment advisors serving Plainview
BusinessGoogle ratingDistance
All Island Credit Corp.In Plainview
Attitude Financial Advisors, Inc5.0★ (37)In Plainview
AXA Advisors, LLCIn Plainview
Charter Oak Financial - Melville, NY5.0★ (2)1 mi
Dennis Miller - Private Wealth Advisor, Ameriprise Financial Services, LLC5.0★ (2)1 mi
Edward Jones - Financial Advisor: Kyle Piechucki, AAMS®In Plainview
Edward Jones - Financial Advisor: Robert C Diaz, CFP®|CEPA®|AAMS®5.0★ (1)In Plainview
Financial Boss5.0★ (1)In Plainview
Frisch Financial Group - Melville5.0★ (2)3 mi
Lighthouse Financial Network, LLC5.0★ (2)3 mi
Louis C. Ciliberti & Associates, Ltd.5.0★ (1)In Plainview
Matthew Donnino - Prudential Financial5.0★ (2)3 mi
Michael & Company CPAs & Wealth ManagersIn Plainview
North Shore Wealth Management1.0★ (1)In Plainview
Raymond James Financial Services1.0★ (1)In Plainview
Spirit of America Investment Fund3.0★ (2)3 mi
Steven Schiebelhuth - Raymond JamesIn Plainview
Twin Harbors Private Wealth3.0★ (2)3 mi
Victory Square FundingIn Plainview
Wells Fargo Advisors Financial Network3.0★ (2)3 mi

How we ranked Plainview investment advisors

We scored 142 Plainview investment advisors on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn Plainview data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose an investment advisor

  1. Confirm the investment advisor and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask an investment advisor

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my investment advisor?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Investment advisors in Plainview: frequently asked questions

Which investment advisor has the highest RFA Score in Plainview?

By RFA Score, the highest-ranked investment advisor in Plainview, NY is Opal Wealth Advisors with an RFA Score of 74/100. It has 5.0★ from 53 Google reviews. IPX1031: Ryan Vassar, Esq. (#2) and Trading Academy Long Island (#3) follow. We ranked 142 investment advisors on eight factors, last updated November 9, 2026.

How many investment advisors are there in Plainview?

RankedFinancialAdvisors ranks 142 investment advisors serving Plainview, NY. 1 of them is based in Plainview; the rest serve it from nearby towns. Another 20 within 25 mi are listed but not ranked yet. Counts are as of November 2026.

Which investment advisors in Plainview work on weekends?

24 of 142 ranked investment advisors post Saturday hours and 13 post Sunday hours. The highest-ranked open Saturdays are Trading Academy Long Island (#3), Min Wen Chen - Prudential Financial (#7) and Steven Silber, CFP , CLTC (#15). Many advisors meet by appointment, including evenings or by video, outside their posted office hours.

What Google rating do Plainview investment advisors have?

The median Google rating among 142 rated investment advisors in Plainview is 4.8★, with a median of 9 reviews. Hedgeye Risk Management has the most, 164 reviews, and ranks #5. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank investment advisors?

Each investment advisor gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do investment advisors outside Plainview count in this ranking?

Yes, if they are within 25 mi of the Plainview city center, our service radius for investment advisors. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can investment advisors pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does an investment advisor do?

Investment advisors manage portfolios and give advice about securities for a fee. In the US, firms register with the SEC or a state securities regulator and file a Form ADV brochure; in Canada, portfolio managers and dealers register with the provincial securities regulator.

How are investment advisors in Plainview ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers investment advice and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check an investment advisor’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every investment advisor in Plainview a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do investment advisors charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for Plainview

  1. November 2026: RFA Scores recalculated for 142 investment advisors serving Plainview.

More investment advisors and Plainview pages