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Investment Advisors in Ossining, NY: 2026 rankings

95 investment advisors ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in Ossining: Trading Academy - New Jersey North, RFA Score 69/100; 4.6★ from 174 Google reviews.

  2. 9

    Most-reviewed: Broad Financial LLC, 272 Google reviews at 4.8★, the most of 95 ranked; ranked #9.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

95 Ossining investment advisors are ranked here by RFA Score, from eight published factors. 13 open Saturdays and 4 open Sundays, based on posted hours. The median Google rating is 4.8★ across 95 rated firms.

Top 10 investment advisors in Ossining at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 investment advisors in Ossining at a glance
RankBusinessRFA ScoreGoogle ratingBased inNotable for
1Trading Academy - New Jersey North694.6★ (174)Ridgefield Park, 23 mi awayTop score
2Hedgeye Risk Management694.3★ (164)Stamford, 17 mi away—
3David Lerner Associates, Inc.684.7★ (22)White Plains, 9 mi away—
4IPX1031: John Lee, Esq.675.0★ (35)Hackensack, 20 mi away—
5First Shelbourne665.0★ (16)Dix Hills, 14 mi away—
6Volumetric Fund Inc665.0★ (9)Pearl River, 10 mi away—
7Peter Sikora - Integrity Wealth Management Group655.0★ (12)Eastchester, 14 mi away—
8Fidelity Investments653.8★ (23)Scarsdale, 12 mi away—
9Broad Financial LLC654.8★ (272)Franklin Lakes, 13 mi awayMost reviews
10WS Enterprises645.0★ (9)Westwood, 15 mi away—

All 95 investment advisors in Ossining, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  4. #4 IPX1031: John Lee, Esq.

    Based in Hackensack, 20 mi away

    67/100RFA Score

    Ranked #4 because of its Google rating and specialty focus: 5.0★ from 35 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 35 Google reviews
    Hours
    Mon–Fri 8 AM–5 PM · Sat–Sun closed
    Address
    2 University Plaza Dr Suite 206, Hackensack, NJ 07601
    View profile for IPX1031: John Lee, Esq.(914) 272-5404

  5. #5 First Shelbourne

    Based in Dix Hills, 14 mi away

    66/100RFA Score

    Ranked #5 because of its Google rating and specialty focus: 5.0★ from 16 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 16 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    View profile for First Shelbourne(631) 600-7850

  6. #6 Volumetric Fund Inc

    Based in Pearl River, 10 mi away

    66/100RFA Score

    Ranked #6 because of its Google rating and specialty focus: 5.0★ from 9 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 9 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    87 Violet Dr, Pearl River, NY 10965
    View profile for Volumetric Fund Inc(845) 623-7637

  8. #8 Fidelity Investments

    Based in Scarsdale, 12 mi away

    65/100RFA Score

    Ranked #8 because of its Google rating and specialty focus: 3.8★ from 23 Google reviews, listed on Google as “Investment service”.

    • 3.8★ from 23 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    799 Central Park Ave, Scarsdale, NY 10583
    View profile for Fidelity Investments(800) 273-9189

  9. #9 Broad Financial LLC

    Based in Franklin Lakes, 13 mi away

    65/100RFA Score

    Ranked #9 because of its Google rating and review volume: 4.8★ from 272 Google reviews, the most in Ossining.

    • 4.8★ from 272 Google reviews
    Hours
    Mon–Tue 8 AM–5 PM · Wed closed · Thu 8 AM–5 PM · Fri 10 AM–4 PM · Sat–Sun closed
    Address
    1 Paragon Dr #270, Montvale, NJ 07645
    View profile for Broad Financial LLC(833) 342-1992

  10. #10 WS Enterprises

    Based in Westwood, 15 mi away

    64/100RFA Score

    Ranked #10 because of its Google rating and specialty focus: 5.0★ from 9 Google reviews, listed on Google as “Investment company”.

    • 5.0★ from 9 Google reviews
    Address
    43 Sullivan St, Westwood, NJ 07675
    View profile for WS Enterprises(800) 448-9762

  14. #14 Phoenix Financial Group

    Based in Paramus, 17 mi away

    63/100RFA Score

    Ranked #14 because of its Google rating and specialty focus: 5.0★ from 8 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 8 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    11 Sunflower Ave Ste 2000, Paramus, NJ 07652
    View profile for Phoenix Financial Group(845) 357-9401

  15. #15 The Portopiccolo Group

    Based in Englewood, 19 mi away

    63/100RFA Score

    Ranked #15 because of its Google rating and specialty focus: 3.9★ from 21 Google reviews, listed on Google as “Investment company”.

    • 3.9★ from 21 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    980 Sylvan Ave, Englewood Cliffs, NJ 07632
    View profile for The Portopiccolo Group

  16. #16 The LCP Group, L.P.

    Based in White Plains, 10 mi away

    63/100RFA Score

    Ranked #16 because of its Google rating and specialty focus: 4.0★ from 4 Google reviews, listed on Google as “Investment company”.

    • 4.0★ from 4 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    50 Main St Ste 1410, White Plains, NY 10606
    View profile for The LCP Group, L.P.(914) 289-0059

  19. #19 Fidelity Investments

    Based in Greenwich, 15 mi away

    62/100RFA Score

    Ranked #19 because of its Google rating and specialty focus: 3.6★ from 8 Google reviews, listed on Google as “Investment service”.

    • 3.6★ from 8 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    48 W Putnam Ave, Greenwich, CT 06830
    View profile for Fidelity Investments(800) 833-3349

  20. #20 Mahoney Asset Management

    Based in Mahwah, 13 mi away

    62/100RFA Score

    Ranked #20 because of its Google rating and specialty focus: 5.0★ from 25 Google reviews, listed on Google as “Financial planner”.

    • 5.0★ from 25 Google reviews
    Hours
    Mon–Thu 9 AM–5 PM · Fri 9 AM–4 PM · Sat–Sun closed
    Address
    135 Chestnut Ridge Rd Ste 200, Montvale, NJ 07645
    View profile for Mahoney Asset Management(845) 371-0101

  25. #25 Carson Wealth, LLC

    Based in Franklin Lakes, 20 mi away

    61/100RFA Score

    Ranked #25 because of its Google rating and review volume: 5.0★ from 107 Google reviews.

    • 5.0★ from 107 Google reviews
    Hours
    Mon–Thu 9 AM–5 PM · Fri 9 AM–4 PM · Sat–Sun closed
    Address
    795 Franklin Ave Building C, Suite 202, Franklin Lakes, NJ 07417
    View profile for Carson Wealth, LLC(201) 891-1130

Investment advisors ranked #26 to #50

#1 to #25 are shown in full above. Here are #26 to #50, in RFA Score order; each links to its profile. We publish the top 50 of 95 ranked investment advisors here; the rest are on their profiles.

investment advisors in Ossining, ranks 26 to 50
RankBusinessRFA ScoreGoogle ratingDistance
26Prudential614.7★ (3)17 mi
27ARGA Investment Management, LP615.0★ (3)18 mi
28Mid-Hudson Valley Federal Credit Union614.7★ (65)9 mi
29Seix Investment Advisors LLC612.3★ (3)13 mi
30One River Asset Management614.0★ (4)19 mi
31Westchester Capital Management614.2★ (15)6 mi
32FinTron, Inc.604.0★ (3)19 mi
33Nicholas Azilides - Prudential Financial605.0★ (3)21 mi
34NorthCoast Asset Management604.7★ (28)19 mi
35CPC Wealth Management605.0★ (30)8 mi
36Zachary Norman - Financial Advisor, Ameriprise Financial Services, LLC595.0★ (19)4 mi
37Palisade Capital Management, LP595.0★ (24)22 mi
38Morewins LLC592.6★ (5)22 mi
39Westchester Benefit Group, Inc.595.0★ (24)9 mi
40Trustco Bank584.8★ (22)8 mi
41Trustco Bank584.8★ (44)18 mi
42Prato Capital Management575.0★ (4)11 mi
43Emerald Tide Financial574.8★ (53)22 mi
44Hudson Peak Wealth Advisors - Ameriprise Financial Services, LLC575.0★ (8)4 mi
45Steve Bermack - Edelman Financial Engines575.0★ (25)18 mi
46Larchmont Wealth Management575.0★ (23)17 mi
47Raffer Wealth Management575.0★ (28)19 mi
48Pension Maxima Investment Advisory565.0★ (5)17 mi
49Edward Jones - Financial Advisor: Marie A Green565.0★ (10)9 mi
50Morgan Stanley Financial Advisors564.6★ (19)13 mi

Also serving Ossining

20 more investment advisors within 25 mi that we can't rank yet: too few reviews, or a specialty we couldn't confirm. Listed A to Z.

Unranked investment advisors serving Ossining
BusinessGoogle ratingDistance
Aging Issues ManagementIn Ossining
Bill EschenIn Ossining
Christopher Wolt - TD Wealth Relationship ManagerIn Ossining
CrossingBridge Pre-Merger SPAC ETFIn Ossining
Eddie Gonzalez: Primerica - Financial Services5.0★ (9)In Ossining
Eric P Nachman - Private Wealth Advisor, Ameriprise Financial Services, LLCIn Ossining
Fabiana Coelho - TD Wealth Financial AdvisorIn Ossining
ImaGen Financial Group - Ameriprise Financial Services, LLCIn Ossining
Jared D Lynne - Private Wealth Advisor, Ameriprise Financial Services, LLCIn Ossining
LL Financial Services, LLC5.0★ (1)In Ossining
Lloyd Cazes, CPA TFS LLC5.0★ (2)In Ossining
Lone Wolf TradingIn Ossining
Michael Vicario: Primerica - Financial Services5.0★ (3)In Ossining
Panjabi DeepakIn Ossining
Paula Maranda Alleyne: Primerica - Financial Services4.8★ (4)In Ossining
Progress Solutions LLC4.8★ (18)In Ossining
Steve Gross and Luigi Muccitelli - Raymond JamesIn Ossining
Timber Point Capital ManagementIn Ossining
Wells Fargo Advisors5.0★ (1)In Ossining
Wells Fargo AdvisorsIn Ossining

How we ranked Ossining investment advisors

We scored 95 Ossining investment advisors on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn Ossining data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose an investment advisor

  1. Confirm the investment advisor and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask an investment advisor

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my investment advisor?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Investment advisors in Ossining: frequently asked questions

Which investment advisor has the highest RFA Score in Ossining?

By RFA Score, the highest-ranked investment advisor in Ossining, NY is Trading Academy - New Jersey North with an RFA Score of 69/100. It has 4.6★ from 174 Google reviews. Hedgeye Risk Management (#2) and David Lerner Associates, Inc. (#3) follow. We ranked 95 investment advisors on eight factors, last updated November 9, 2026.

How many investment advisors are there in Ossining?

RankedFinancialAdvisors ranks 95 investment advisors serving Ossining, NY. Another 20 within 25 mi are listed but not ranked yet. Counts are as of November 2026.

Which investment advisors in Ossining work on weekends?

13 of 95 ranked investment advisors post Saturday hours and 4 post Sunday hours. The highest-ranked open Saturdays are AQR Capital Management (#12) and Anthony Siciliano: Primerica - Financial Services (#13). Many advisors meet by appointment, including evenings or by video, outside their posted office hours.

What Google rating do Ossining investment advisors have?

The median Google rating among 95 rated investment advisors in Ossining is 4.8★, with a median of 10 reviews. Broad Financial LLC has the most, 272 reviews, and ranks #9. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank investment advisors?

Each investment advisor gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do investment advisors outside Ossining count in this ranking?

Yes, if they are within 25 mi of the Ossining city center, our service radius for investment advisors. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can investment advisors pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does an investment advisor do?

Investment advisors manage portfolios and give advice about securities for a fee. In the US, firms register with the SEC or a state securities regulator and file a Form ADV brochure; in Canada, portfolio managers and dealers register with the provincial securities regulator.

How are investment advisors in Ossining ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers investment advice and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check an investment advisor’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every investment advisor in Ossining a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do investment advisors charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for Ossining

  1. November 2026: RFA Scores recalculated for 95 investment advisors serving Ossining.
  2. November 2026: 2 duplicate listings merged.

More investment advisors and Ossining pages