Skip to content

Investment Advisors in Great Neck, NY: 2026 rankings

335 investment advisors ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in Great Neck: Opal Wealth Advisors, RFA Score 70/100; 5.0★ from 53 Google reviews.

  2. 4

    Most-reviewed: Masterworks, 527 Google reviews at 4.2★, the most of 335 ranked; ranked #4.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

335 Great Neck investment advisors are ranked here by RFA Score, from eight published factors. 58 open Saturdays and 41 open Sundays, based on posted hours. The median Google rating is 4.5★ across 335 rated firms.

Top 10 investment advisors in Great Neck at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 investment advisors in Great Neck at a glance
RankBusinessRFA ScoreGoogle ratingBased inHoursNotable for
1Opal Wealth Advisors705.0★ (53)Jericho, 9 mi away—Top score
2Sharestates704.1★ (105)Great Neck——
3Trading Academy - New Jersey North704.6★ (174)Ridgefield Park, 15 mi away——
4Masterworks694.2★ (527)New York City, 16 mi away—Most reviews
5Musaffa694.8★ (88)New York City, 16 mi away——
6IPX1031: Ryan Vassar, Esq.695.0★ (35)Westbury, 8 mi away——
7Min Wen Chen - Prudential Financial694.8★ (27)Bayside, 5 mi awaySat—
8111 Town Square Place684.5★ (139)Jersey City, 17 mi awaySat · Sun · Evenings—
9IPX1031: John Lee, Esq.675.0★ (35)Hackensack, 17 mi away——
10Hedgeye Risk Management664.3★ (164)Stamford, 24 mi away——

All 335 investment advisors in Great Neck, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  1. Ranked #1 in Great Neck

    #1 Opal Wealth Advisors

    Based in Jericho, 9 mi away

    70/100RFA Score

    Ranked #1 because of its Google rating and specialty focus: 5.0★ from 53 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 53 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    2 Jericho Plaza #208, Jericho, NY 11753
    View profile for Opal Wealth Advisors(516) 388-7980

  2. #2 Sharestates

    Based in Great Neck

    70/100RFA Score

    Ranked #2 because of its Google rating and specialty focus: 4.1★ from 105 Google reviews, listed on Google as “Investment service”.

    • 4.1★ from 105 Google reviews
    Hours
    Mon–Fri 9 AM–5:30 PM · Sat–Sun closed
    Address
    8 Bond St #100, Great Neck, NY 11021
    View profile for Sharestates(212) 201-0750

  4. #4 Masterworks

    Based in New York City, 16 mi away

    69/100RFA Score

    Ranked #4 because of its Google rating and specialty focus: 4.2★ from 527 Google reviews, listed on Google as “Investment company”.

    • 4.2★ from 527 Google reviews
    Hours
    Mon–Fri 9 AM–6 PM · Sat–Sun closed
    Address
    1 World Trade Center, New York, NY 10007
    View profile for Masterworks(203) 518-5172

  5. #5 Musaffa

    Based in New York City, 16 mi away

    69/100RFA Score

    Ranked #5 because of its Google rating and specialty focus: 4.8★ from 88 Google reviews, listed on Google as “Investment service”.

    • 4.8★ from 88 Google reviews
    Hours
    Mon–Fri 9 AM–6 PM · Sat–Sun closed
    Address
    285 Fulton St Ste 8500, New York, NY 10007
    View profile for Musaffa(212) 220-6682

  8. #8 111 Town Square Place

    Based in Jersey City, 17 mi away

    68/100RFA Score

    Ranked #8 because of its Google rating and specialty focus: 4.5★ from 139 Google reviews, listed on Google as “Investment company”.

    • 4.5★ from 139 Google reviews
    Hours
    Mon–Sun 12 AM–12 AM
    Address
    111 Town Square Pl, Jersey City, NJ 07310
    View profile for 111 Town Square Place(201) 626-2000

  9. #9 IPX1031: John Lee, Esq.

    Based in Hackensack, 17 mi away

    67/100RFA Score

    Ranked #9 because of its Google rating and specialty focus: 5.0★ from 35 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 35 Google reviews
    Hours
    Mon–Fri 8 AM–5 PM · Sat–Sun closed
    Address
    2 University Plaza Dr Suite 206, Hackensack, NJ 07601
    View profile for IPX1031: John Lee, Esq.(914) 272-5404

  10. #10 Hedgeye Risk Management

    Based in Stamford, 24 mi away

    66/100RFA Score

    Ranked #10 because of its Google rating and specialty focus: 4.3★ from 164 Google reviews, listed on Google as “Investment service”.

    • 4.3★ from 164 Google reviews
    Hours
    Mon–Fri 7 AM–5 PM · Sat–Sun closed
    Address
    1 High Ridge Park, Stamford, CT 06905
    View profile for Hedgeye Risk Management(203) 562-6500

  12. #12 Mortar Group

    Based in Brooklyn, 13 mi away

    65/100RFA Score

    Ranked #12 because of its Google rating and specialty focus: 4.8★ from 20 Google reviews, listed on Google as “Investment company”.

    • 4.8★ from 20 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    346 Metropolitan Ave #200, Brooklyn, NY 11211
    View profile for Mortar Group(646) 559-9471

  13. #13 Sirmium Capital

    Based in New York City, 14 mi away

    65/100RFA Score

    Ranked #13 because of its Google rating and specialty focus: 5.0★ from 17 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 17 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    275 Madison Ave #14, New York, NY 10016
    View profile for Sirmium Capital(202) 366-0577

  15. #15 think Mortgage

    Based in Staten Island, 24 mi away

    65/100RFA Score

    Ranked #15 because of its Google rating and specialty focus: 4.8★ from 46 Google reviews, listed on Google as “Investment service”.

    • 4.8★ from 46 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    1888 Hylan Blvd, Staten Island, NY 10305
    View profile for think Mortgage(800) 955-1677

  17. #17 First Shelbourne

    Based in Dix Hills, 16 mi away

    65/100RFA Score

    Ranked #17 because of its Google rating and specialty focus: 5.0★ from 16 Google reviews, listed on Google as “Investment service”.

    • 5.0★ from 16 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    View profile for First Shelbourne(631) 600-7850

  18. #18 Wahed

    Based in New York City, 14 mi away

    64/100RFA Score

    Ranked #18 because of its Google rating and specialty focus: 4.0★ from 39 Google reviews, listed on Google as “Investment service”.

    • 4.0★ from 39 Google reviews
    Hours
    Mon–Sun 12 AM–12 AM
    Address
    27 E 28th St 8th Floor, New York, NY 10016
    View profile for Wahed(855) 976-4747

  20. #20 Joseph Stone Capital

    Based in Garden City, 8 mi away

    64/100RFA Score

    Ranked #20 because of its Google rating and specialty focus: 3.8★ from 13 Google reviews, listed on Google as “Investment service”.

    • 3.8★ from 13 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    585 Stewart Ave Unit L60-C, Garden City, NY 11530
    View profile for Joseph Stone Capital(866) 866-1433

  21. #21 Two Sigma

    Based in New York City, 15 mi away

    64/100RFA Score

    Ranked #21 because of its Google rating and specialty focus: 4.4★ from 18 Google reviews, listed on Google as “Investment company”.

    • 4.4★ from 18 Google reviews
    Hours
    Mon–Fri 9 AM–6 PM · Sat–Sun closed
    Address
    100 6th Ave, New York, NY 10013
    View profile for Two Sigma(212) 625-5700

  22. #22 The Portopiccolo Group

    Based in Englewood, 13 mi away

    64/100RFA Score

    Ranked #22 because of its Google rating and specialty focus: 3.9★ from 21 Google reviews, listed on Google as “Investment company”.

    • 3.9★ from 21 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    980 Sylvan Ave, Englewood Cliffs, NJ 07632
    View profile for The Portopiccolo Group

  25. #25 Hogwarts Capital

    Based in Garden City, 7 mi away

    63/100RFA Score

    Ranked #25 because of its Google rating and specialty focus: 4.2★ from 5 Google reviews, listed on Google as “Investment company”.

    • 4.2★ from 5 Google reviews
    Address
    Ninth Floor, 666 Old Country Rd Ste 201, Garden City, NY 11530
    View profile for Hogwarts Capital(631) 255-8110

Investment advisors ranked #26 to #50

#1 to #25 are shown in full above. Here are #26 to #50, in RFA Score order; each links to its profile. We publish the top 50 of 335 ranked investment advisors here; the rest are on their profiles.

investment advisors in Great Neck, ranks 26 to 50
RankBusinessRFA ScoreGoogle ratingDistance
26Brick and Galo Realty634.7★ (452)15 mi
27The Equity Group, Investor Relations Firm635.0★ (7)13 mi
28Fidelity Investments633.8★ (23)14 mi
29Prudential Financial - Andrew Massello635.0★ (7)13 mi
30New Age Venture Capital635.0★ (3)6 mi
31Vasilis Kokoris | Queens Real Estate Broker635.0★ (132)11 mi
32CIFC635.0★ (6)13 mi
33Value Investment Professionals635.0★ (6)14 mi
34Park Avenue Securities LLC633.8★ (17)15 mi
35The Wealth Alliance625.0★ (8)16 mi
36Assist Asset Recovery625.0★ (9)18 mi
37Wells Fargo Advisors623.3★ (4)7 mi
38AQR Capital Management624.1★ (11)16 mi
39Williams Jones Wealth Management624.8★ (5)13 mi
40Trading Signal Market624.9★ (7)16 mi
41Stifel623.0★ (3)7 mi
42WS Enterprises625.0★ (9)20 mi
43Ethic624.1★ (9)16 mi
44Morewins LLC622.6★ (5)8 mi
45Neil G Carousso, CPA, CFP625.0★ (55)4 mi
46Gen II Fund Services, LLC623.9★ (7)14 mi
47Cyber Trading University624.9★ (133)13 mi
48Tocqueville Asset Management LP624.2★ (5)13 mi
49ECG Debt Settlement and Credit Repair624.8★ (124)10 mi
50Franklin Templeton Investments623.4★ (11)14 mi

Also serving Great Neck

20 more investment advisors within 25 mi that we can't rank yet: too few reviews, or a specialty we couldn't confirm. Listed A to Z.

Unranked investment advisors serving Great Neck
BusinessGoogle ratingDistance
America Merchant Services Inc.5.0★ (1)In Great Neck
Cuzco Capital LLC1.0★ (1)In Great Neck
Essencap Funding LLC5.0★ (1)In Great Neck
Franklin Harold Financial, LLC5.0★ (1)In Great Neck
Granite Retirement Services, LLCIn Great Neck
Hyer, Douglas- Financial PlannerIn Great Neck
Meitner EnterprisesIn Great Neck
Merrill Lynch Financial Advisor Christian Axelson2.0★ (1)In Great Neck
Merrill Lynch Financial Advisor Frank Grieco5.0★ (1)In Great Neck
Merrill Lynch Financial Advisor Gary Ringel5.0★ (4)In Great Neck
Merrill Lynch Financial Advisor Susan Preslier5.0★ (1)In Great Neck
Mid-Atlantic Securities, Inc.5.0★ (1)In Great Neck
Northwestern MutualIn Great Neck
PaxfundzIn Great Neck
Peter J Cocolaras - Financial Advisor, Ameriprise Financial Services, LLC1.0★ (1)In Great Neck
Premier Wealth and Tax Planning4.6★ (42)In Great Neck
Prime Asset FundingIn Great Neck
S K Management Consultants Inc5.0★ (7)In Great Neck
Shlomo Bassalian, Financial Advisor - Solomon Bass FinancialIn Great Neck
Tycoon Capital Group5.0★ (11)In Great Neck

How we ranked Great Neck investment advisors

We scored 335 Great Neck investment advisors on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn Great Neck data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose an investment advisor

  1. Confirm the investment advisor and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask an investment advisor

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my investment advisor?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Investment advisors in Great Neck: frequently asked questions

Which investment advisor has the highest RFA Score in Great Neck?

By RFA Score, the highest-ranked investment advisor in Great Neck, NY is Opal Wealth Advisors with an RFA Score of 70/100. It has 5.0★ from 53 Google reviews. Sharestates (#2) and Trading Academy - New Jersey North (#3) follow. We ranked 335 investment advisors on eight factors, last updated November 9, 2026.

How many investment advisors are there in Great Neck?

RankedFinancialAdvisors ranks 335 investment advisors serving Great Neck, NY. 1 of them is based in Great Neck; the rest serve it from nearby towns. Another 20 within 25 mi are listed but not ranked yet. Counts are as of November 2026.

Which investment advisors in Great Neck work on weekends?

58 of 335 ranked investment advisors post Saturday hours and 41 post Sunday hours. The highest-ranked open Saturdays are Min Wen Chen - Prudential Financial (#7), 111 Town Square Place (#8) and Trading Academy Long Island (#14). Many advisors meet by appointment, including evenings or by video, outside their posted office hours.

What Google rating do Great Neck investment advisors have?

The median Google rating among 335 rated investment advisors in Great Neck is 4.5★, with a median of 7 reviews. Masterworks has the most, 527 reviews, and ranks #4. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank investment advisors?

Each investment advisor gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do investment advisors outside Great Neck count in this ranking?

Yes, if they are within 25 mi of the Great Neck city center, our service radius for investment advisors. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can investment advisors pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does an investment advisor do?

Investment advisors manage portfolios and give advice about securities for a fee. In the US, firms register with the SEC or a state securities regulator and file a Form ADV brochure; in Canada, portfolio managers and dealers register with the provincial securities regulator.

How are investment advisors in Great Neck ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers investment advice and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check an investment advisor’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every investment advisor in Great Neck a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do investment advisors charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for Great Neck

  1. November 2026: RFA Scores recalculated for 335 investment advisors serving Great Neck.
  2. November 2026: 6 duplicate listings merged.

More investment advisors and Great Neck pages