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Financial Advisors in Mountain Brook, AL: 2026 rankings

102 financial advisors ranked by RFA ScoreUpdated 0 paid placements in this rankingHow we rank →

The short answer

  1. 1

    Highest RFA Score in Mountain Brook: Wealth Without Wall Street, RFA Score 77/100; 5.0★ from 99 Google reviews; open Saturdays until 1 PM.

  2. 2

    Most-reviewed: Spartan Invest, 133 Google reviews at 4.8★, the most of 102 ranked; ranked #2.

Rankings can't be bought. Financial advisors can't pay to change their rank or score. How we rank

102 Mountain Brook financial advisors are ranked here by RFA Score, from eight published factors. 7 open Saturdays, based on posted hours. The median Google rating is 5.0★ across 102 rated firms.

Most of this list also appears on the Financial advisors in Birmingham ranking. See Financial advisors in Birmingham

Top 10 financial advisors in Mountain Brook at a glance

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Top 10 financial advisors in Mountain Brook at a glance
RankBusinessRFA ScoreGoogle ratingBased inHoursNotable for
1Wealth Without Wall Street775.0★ (99)Birmingham, 3 mi awaySatTop score
2Spartan Invest764.8★ (133)Birmingham, 3 mi away—Most reviews
3Freedom Financial Group755.0★ (115)Birmingham, 11 mi away——
4ASAP Credit Repair & Restoration754.9★ (58)Birmingham, 3 mi awaySat · Evenings—
5BCR Wealth Strategies745.0★ (41)Vestavia Hills, 3 mi away——
6SageSpring Wealth Partners - Will Scroggins Wealth Team745.0★ (38)Birmingham, 3 mi away——
7First Horizon Bank - Birmingham, AL - 3rd Ave N744.9★ (42)Birmingham, 3 mi away——
8Savant Wealth Management734.6★ (52)Birmingham, 3 mi away——
9Retirement Ready Solutions734.8★ (45)Birmingham, 5 mi away——
10TMB Tax & Financial Services Benefit Corporation (Bankable CEO)735.0★ (32)Birmingham, 5 mi away——

All 102 financial advisors in Mountain Brook, in rank order

Ordered by RFA Score, a 0–100 score from eight published factors. Paid placement never changes the order.

Ranked by RFA Score from public data such as Google reviews, not by investment performance; sponsored listings are paid, shown separately and never change rank.

Scores below: based on 6 of 8 factors; registration and recency not yet collected. Hatched segments mark factors we don't have yet.

  1. Ranked #1 in Mountain Brook

    #1 Wealth Without Wall Street

    Based in Birmingham, 3 mi away

    77/100RFA Score

    Ranked #1 because of its Google rating and specialty focus: 5.0★ from 99 Google reviews, listed on Google as “Financial consultant”.

    • 5.0★ from 99 Google reviews
    Hours
    Mon–Fri 8 AM–5 PM · Sat 8 AM–1 PM · Sun closed
    Address
    120 19th St N Ste 2050, Birmingham, AL 35203
    View profile for Wealth Without Wall Street(205) 236-0075

  2. #2 Spartan Invest

    Based in Birmingham, 3 mi away

    76/100RFA Score

    Ranked #2 because of its Google rating and specialty focus: 4.8★ from 133 Google reviews, listed on Google as “Investment service”.

    • 4.8★ from 133 Google reviews
    Hours
    Mon–Fri 8 AM–5 PM · Sat–Sun closed
    Address
    2015 3rd Ave N Ste 300, Birmingham, AL 35203
    View profile for Spartan Invest(205) 202-4118

  3. #3 Freedom Financial Group

    Based in Birmingham, 11 mi away

    75/100RFA Score

    Ranked #3 because of its Google rating and specialty focus: 5.0★ from 115 Google reviews, listed on Google as “Financial planner”.

    • 5.0★ from 115 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    2057 Valleydale Rd Suite 200, Birmingham, AL 35244
    View profile for Freedom Financial Group(205) 988-0006

  5. #5 BCR Wealth Strategies

    Based in Vestavia Hills, 3 mi away

    74/100RFA Score

    Ranked #5 because of its Google rating and specialty focus: 5.0★ from 41 Google reviews, listed on Google as “Financial planner”.

    • 5.0★ from 41 Google reviews
    Hours
    Mon–Fri 8 AM–5 PM · Sat–Sun closed
    Address
    1952 Urban Center Pkwy, Vestavia Hills, AL 35242
    View profile for BCR Wealth Strategies(205) 298-1234

  8. #8 Savant Wealth Management

    Based in Birmingham, 3 mi away

    73/100RFA Score

    Ranked #8 because of its Google rating and specialty focus: 4.6★ from 52 Google reviews, listed on Google as “Financial planner”.

    • 4.6★ from 52 Google reviews
    Hours
    Mon–Thu 8 AM–4:45 PM · Fri 8 AM–3 PM · Sat–Sun closed
    Address
    101 25th St N #100, Birmingham, AL 35203
    View profile for Savant Wealth Management(205) 208-8700

  12. #12 Wallace Capital Funding

    Based in Birmingham, 2 mi away

    72/100RFA Score

    Ranked #12 because of its Google rating and specialty focus: 5.0★ from 22 Google reviews, listed on Google as “Financial consultant”.

    • 5.0★ from 22 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    2100 Southbridge Pkwy Ste 650, Birmingham, AL 35209
    View profile for Wallace Capital Funding(205) 823-9530

  16. #16 GrandView Financial Group

    Based in Birmingham, 3 mi away

    71/100RFA Score

    Ranked #16 because of its Google rating and specialty focus: 5.0★ from 17 Google reviews, listed on Google as “Financial planner”.

    • 5.0★ from 17 Google reviews
    Hours
    Mon–Thu 9 AM–4 PM · Fri 9 AM–2 PM · Sat–Sun closed
    Address
    3168 Cahaba Heights Rd, Birmingham, AL 35243
    View profile for GrandView Financial Group(205) 262-1120

  21. #21 United Community

    Based in Birmingham, 2 mi away

    70/100RFA Score

    Ranked #21 because of its Google rating and specialty focus: 4.7★ from 13 Google reviews, listed on Google as “Financial planner”.

    • 4.7★ from 13 Google reviews
    Hours
    Mon–Tue 8:30 AM–5 PM · Wed closed · Thu–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    2121 Highland Ave, Birmingham, AL 35205
    View profile for United Community(205) 822-5500

  22. #22 Legacy Advisory Group

    Based in Birmingham, 8 mi away

    70/100RFA Score

    Ranked #22 because of its Google rating and specialty focus: 5.0★ from 17 Google reviews, listed on Google as “Financial planner”.

    • 5.0★ from 17 Google reviews
    Hours
    Mon–Fri 8:30 AM–5 PM · Sat–Sun closed
    Address
    2700 Corporate Dr Ste 200, Birmingham, AL 35242
    View profile for Legacy Advisory Group(205) 991-5017

  23. #23 Synovus Bank

    Based in Birmingham, 2 mi away

    70/100RFA Score

    Ranked #23 because of its Google rating and specialty focus: 4.0★ from 25 Google reviews, listed on Google as “Investment service”.

    • 4.0★ from 25 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    Address
    800 Shades Creek Pkwy, Birmingham, AL 35209
    View profile for Synovus Bank(888) 796-6887

  24. #24 3C Financial

    Based in Bessemer, 5 mi away

    70/100RFA Score

    Ranked #24 because of its Google rating and specialty focus: 5.0★ from 12 Google reviews, listed on Google as “Financial advisor”.

    • 5.0★ from 12 Google reviews
    Hours
    Mon–Fri 9 AM–5 PM · Sat–Sun closed
    View profile for 3C Financial(847) 445-4489

How we ranked Mountain Brook financial advisors

We scored 102 Mountain Brook financial advisors on eight factors, weighted as shown. A firm is ranked when its specialty is confirmed and it has 3 or more Google reviews or a claimed profile. A firm with no Google reviews scores zero on rating, review volume and recency. Other unknown factors are left out, not counted as zero. Scores last refreshed November 9, 2026.

Paid placement never changes a rank or score. Sponsored businesses are paid, labelled, limited to 3 and shown above the ranking, outside it.

Read the full method: formula, sources and exclusions

RFA Score factors and weights
FactorWeightComputed fromIn Mountain Brook data
Reputation30%Google star rating, adjusted for how many reviews back it (client experience, not investment results)Measured
Registration20%Active SEC, state or Canadian securities registration matched in public records (not yet measured)Not yet collected
Review volume10%Number of Google reviews, compared with the most-reviewed firm on the listMeasured
Recency5%Share of reviews from the last 12 monthsNot yet collected
Specialty focus15%How clearly the firm offers this specialty (its Google category and name)Measured
Proximity5%Based in the city scores highest, less the farther away it isMeasured
Claimed profile10%The firm has claimed its Ranked Financial Advisors profile (free or paid earn the same)Measured
Partnered5%The firm links to Ranked Financial Advisors from its own website with our badge, checked periodicallyMeasured

How to choose a financial advisor

  1. Confirm the financial advisor and the firm are registered: Investor.gov and FINRA BrokerCheck in the US, the CSA National Registration Search in Canada. Read any disclosure events.
  2. Ask whether they act as a fiduciary on your account at all times, and get the answer in writing.
  3. Ask how they are paid: a percentage of assets, flat or hourly fees, a retainer, commissions, or a mix. Each creates different conflicts of interest.
  4. Read the firm’s Form CRS and Form ADV Part 2A brochure (fees, services, conflicts, disciplinary history) before you sign.
  5. Check designations with the body that grants them, such as the CFP Board for CFP® professionals.
  6. Ask about account minimums and who holds your money: your assets should sit with an independent custodian in your name.
  7. Compare at least two or three firms, and be wary of anyone who promises returns or pushes you to decide quickly.

Questions to ask a financial advisor

  • Are you a fiduciary for all of the advice you give me, and will you put that in writing?
  • How are you paid, in total dollars per year for an account like mine? Do you earn commissions or other payments from product providers?
  • Which registrations and designations do you hold, and where can I verify them?
  • Who will hold my assets, and how will I see statements directly from that custodian?
  • What services are included in your fee, and what would cost extra with you as my financial advisor?
  • Do you have a minimum account size or minimum fee?
  • Have you or your firm had any complaints or disciplinary actions? Where would I see them?
  • How often will we meet, and who will I work with day to day?
  • What happens to my plan or accounts if you retire or leave the firm?

Terms explained

Fiduciary
Someone legally required to act in a client’s interest. In the US, registered investment advisers owe their clients a fiduciary duty of care and loyalty under the Investment Advisers Act of 1940.
Registered investment adviser (RIA)
A firm registered with the SEC or a state securities regulator to give investment advice for pay. Most firms managing $100 million or more register with the SEC; smaller firms usually register with their state.
Investment adviser representative (IAR)
A person who gives advice on behalf of a registered investment adviser, usually registered with the states where they work.
Broker-dealer
A firm that buys and sells securities for customers. US broker-dealers are members of FINRA; their registered representatives typically earn commissions.
Regulation Best Interest (Reg BI)
The SEC rule, in force since June 30, 2020, requiring broker-dealers to act in a retail customer’s best interest when recommending a security or account type.
Form ADV
The registration form every investment adviser files. Part 1 holds facts about the firm; Part 2A, the brochure, describes services, fees, conflicts of interest and disciplinary history in plain English.
Form CRS
A short relationship summary that advisers and broker-dealers give retail investors, covering services, fees, conflicts, standard of conduct and disciplinary history.
CRD number
The Central Registration Depository number FINRA and the SEC assign to each firm and registered person; use it to look them up on Investor.gov or BrokerCheck.
Assets under management (AUM) fee
A yearly fee set as a percentage of the money an advisor manages for you. Advisor surveys have put the median around 1% on accounts up to $1 million, lower on larger accounts.
Fee-only
An advisor paid only by clients, with no commissions or other payments from product providers.
Fee-based
An advisor who charges client fees and may also earn commissions on some products. It is not the same as fee-only.
CFP® professional
A person certified by the CFP Board after meeting education, exam, experience and ethics requirements. The CFP Board requires them to act as a fiduciary when giving financial advice.

Financial advisors in Mountain Brook: frequently asked questions

Which financial advisor has the highest RFA Score in Mountain Brook?

By RFA Score, the highest-ranked financial advisor in Mountain Brook, AL is Wealth Without Wall Street with an RFA Score of 77/100. It has 5.0★ from 99 Google reviews. It is open Saturdays until 1 PM. Spartan Invest (#2) and Freedom Financial Group (#3) follow. We ranked 102 financial advisors on eight factors, last updated November 9, 2026.

How many financial advisors are there in Mountain Brook?

RankedFinancialAdvisors ranks 102 financial advisors serving Mountain Brook, AL. Counts are as of November 2026.

Which financial advisors in Mountain Brook work on weekends?

7 of 102 ranked financial advisors post Saturday hours. The highest-ranked open Saturdays are Wealth Without Wall Street (#1), ASAP Credit Repair & Restoration (#4) and Southern Wealth Builders (#20). Many advisors meet by appointment, including evenings or by video, outside their posted office hours.

What Google rating do Mountain Brook financial advisors have?

The median Google rating among 102 rated financial advisors in Mountain Brook is 5.0★, with a median of 8 reviews. Spartan Invest has the most, 133 reviews, and ranks #2. We adjust ratings for review count, so a few five-star reviews cannot top the list.

How does RankedFinancialAdvisors rank financial advisors?

Each financial advisor gets a 0–100 RFA Score from eight published factors, led by reputation (30%), specialty focus (15%), review volume (10%) and claimed profile (10%). A firm with no Google reviews scores zero on rating, review volume and recency; other factors we cannot measure are left out. Only firms with a confirmed specialty and 3 or more reviews, or a claimed profile, are ranked.

Do financial advisors outside Mountain Brook count in this ranking?

Yes, if they are within 25 mi of the Mountain Brook city center, our service radius for financial advisors. Each listing shows where the firm is based and how far away it is. Proximity is 5% of the RFA Score, so a nearby firm gets a small edge.

Can financial advisors pay to rank higher on RankedFinancialAdvisors?

No. The RFA Score never reads payment status, and this ranking has 0 paid placements. Up to 3 Featured firms may appear above the list, labelled Sponsored and showing their honest rank.

What does a financial advisor do?

Financial advisors help clients plan and manage their money, from budgeting and saving to investing, retirement and estate questions. In the US they work as registered investment adviser representatives, as broker-dealer representatives, or both.

How are financial advisors in Mountain Brook ranked?

By RFA Score: public signals such as the Google rating and review count, how clearly the firm offers financial advice and how close it is. Paid placements never change the order, and the score does not measure investment performance.

How do I check a financial advisor’s registration and record?

Search the person and the firm on Investor.gov (the SEC’s adviser search) and on FINRA BrokerCheck. A firm’s Form ADV and any disciplinary history are public there.

Is every financial advisor in Mountain Brook a fiduciary?

Not necessarily. Investment adviser representatives owe a fiduciary duty on advisory accounts; broker-dealer representatives follow Regulation Best Interest when they recommend a security. Ask which applies to your account and read the firm’s Form CRS.

How much do financial advisors charge?

Fees depend on the firm and the service: a percentage of assets managed each year, a flat or hourly planning fee, a retainer, or commissions. Ask for the fee schedule in writing and read the firm’s Form ADV Part 2A brochure or, in Canada, its relationship disclosure.

Update log for Mountain Brook

  1. November 2026: RFA Scores recalculated for 102 financial advisors serving Mountain Brook.

More financial advisors and Mountain Brook pages